Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ANDREW RONALD KNUST
CRD#: 4791124
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 401 E JACKSON ST
FL 19
TAMPA, FL 33602
FL 19
TAMPA, FL 33602
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 401 E JACKSON ST
FL 1 & 19
TAMPA, FL 33602
FL 1 & 19
TAMPA, FL 33602
View By:
12/30/2013
Customer Dispute
Settled
6/6/2013
Customer Dispute
Denied
State Registrations
B
Alabama 2/2/2024
B
Missouri 11/5/2024
B
Arkansas 2/12/2020
B
New Hampshire 2/17/2022
B
California 9/7/2011
B
New Jersey 8/17/2009
B
Colorado 7/23/2019
B
New York 6/25/2009
B
Connecticut 3/23/2016
B
North Carolina 8/16/2016
B
District of Columbia 3/18/2015
B
North Dakota 2/7/2019
B
Florida 6/12/2006
B
Ohio 2/6/2019
IA
Florida 8/18/2016
B
Pennsylvania 1/11/2010
B
Georgia 6/12/2006
B
Rhode Island 4/4/2016
B
Indiana 4/26/2016
IA
Rhode Island 4/13/2017
B
Iowa 5/15/2023
B
South Carolina 6/24/2022
B
Kansas 6/27/2024
B
Texas 8/24/2011
B
Maine 3/26/2020
IA
Texas 2/27/2017
B
Maryland 5/16/2023
B
Vermont 7/27/2022
B
Massachusetts 1/11/2010
B
Virginia 5/17/2019
B
Minnesota 7/16/2021
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 8/18/2016
B
Registered with this firm since 6/12/2006
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/19/2006 - 12/31/2016 | TAMPA, FL | |
IA | 07/06/2004 - 02/21/2006 | TAMPA, FL | |
B | 06/18/2004 - 02/21/2006 | TAMPA, FL | |
B | 05/07/2004 - 08/19/2004 | TAMPA, FL |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.