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Michael Keith Kaline
CRD#: 4790927
IA
B
MORGAN STANLEYCRD#: 149777 34901 Woodward Avenue
Suite 300
Birmingham, MI 48009
Suite 300
Birmingham, MI 48009
0
Disclosures
20
Years of Experience
View By:
State Registrations
B
Maine 9/14/2021
B
New York 12/10/2021
B
Massachusetts 4/26/2022
B
Pennsylvania 9/14/2021
B
Michigan 3/19/2020
B
Wisconsin 4/26/2022
IA
Michigan 3/19/2020
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 3/19/2020
B
Registered with this firm since 3/19/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/06/2020 - 03/09/2020 | TROY, MI | |
B | 04/30/2015 - 03/09/2020 | BLOOMFIELD HILLS, MI | |
B | 06/23/2008 - 12/31/2014 | BLOOMFIELD HILLS, MI | |
IA | 06/24/2008 - 07/18/2011 | BLOOMFIELD HILLS, MI | |
B | 05/19/2004 - 05/13/2008 | TROY, MI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.