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Detailed Report
ADAM D PIATT
CRD#: 4790789
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 7811 University Pointe Drive
Suite 100
Fort Myers, FL 33907
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2008 (4 years)2 FIRMS2008 - 2015 (6 years)2 FIRMS2015 - Present (9 years)
License(s)

State Registrations

B
Connecticut 8/7/2019
B
New York 7/6/2021
B
Florida 4/29/2015
B
North Carolina 4/29/2015
IA
Florida 5/4/2015
B
Ohio 1/21/2020
B
Georgia 4/29/2015
B
Pennsylvania 10/19/2016
B
Illinois 7/21/2015
B
Texas 4/29/2015
B
Maryland 4/29/2015
IA
Texas 4/29/2015
B
Minnesota 7/3/2018
B
Utah 4/7/2020
B
Missouri 4/29/2015
B
Virginia 10/27/2016
B
New Jersey 6/20/2017
B
Washington 6/14/2017
B
New Mexico 8/7/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
7811 University Pointe Drive Suite 100, Fort Myers, FL 33907
Registered with this firm since 4/29/2015
B
MORGAN STANLEY (CRD#:149777)
7811 University Pointe Drive Suite 100, Fort Myers, FL 33907
Registered with this firm since 4/29/2015
Previous Registration(s)
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IA
 12/02/2008 - 05/08/2015 UBS FINANCIAL SERVICES INC. (CRD#:8174) FORT MYERS, FL
B
 12/02/2008 - 05/08/2015 UBS FINANCIAL SERVICES INC. (CRD#:8174) FORT MYERS, FL
IA
 07/01/2004 - 12/03/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FORT MYERS, FL
B
 06/07/2004 - 12/03/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FORT MYERS, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.