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Detailed Report
Jennifer Nicole Overhoff
JENNIFER N MACIAS, JENNIFER NICOLE OVERHOFF, Jennifer Overhoff, JENNIFER NICOLE RYKERT
CRD#: 4790030
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 35 NORTH LAKE AVENUE
SUITE 800
PASADENA, CA 91101
Registration History
200620082010201220142016201820202022202420262 FIRMS2011 - 2012 (<1 year)2 FIRMS2021 - 2023 (1 year)2 FIRMS2023 - 2023 (<1 year)2 FIRMS2023 - Present (1 year)BLPL FINANCIAL LLC (CRD# 6413)2020 - 2021 (1 year)BH. BECK, INC. (CRD# 1763)2013 - 2014 (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2012 - 2013 (<1 year)BCAPITAL BROKERAGE CORPORATION (CRD# 10465)2008 - 2011 (3 years)BASSETMARK CAPITAL CORPORATION (CRD# 37583)2007 - 2008 (<1 year)BPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)2005 - 2006 (1 year)IACALIFORNIA FINANCIAL PARTNERS (CRD# 133809)2021 - 2021 (<1 year)IALPL FINANCIAL LLC (CRD# 6413)2018 - 2021 (2 years)IACREATIVE PLANNING (CRD# 105348)2017 - 2017 (<1 year)IASHEAFF BROCK INVESTMENT ADVISO... (CRD# 118739)2014 - 2016 (2 years)IAH. BECK, INC. (CRD# 1763)2014 - 2014 (<1 year)IAGENWORTH FINANCIAL WEALTH MANA... (CRD# 109018)2009 - 2011 (2 years)
License(s)

State Registrations

B
Arizona 11/14/2023
IA
California 11/14/2023
B
California 11/14/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
35 NORTH LAKE AVENUE SUITE 800, PASADENA, CA 91101
Monrovia, CA
Registered with this firm since 11/14/2023
B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
35 NORTH LAKE AVENUE SUITE 800, PASADENA, CA 91101
Monrovia, CA
Registered with this firm since 11/14/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/19/2023 - 11/09/2023 LPL FINANCIAL LLC (CRD#:6413) COVINA, CA
B
 07/19/2023 - 11/09/2023 LPL FINANCIAL LLC (CRD#:6413) COVINA, CA
IA
 09/29/2021 - 07/19/2023 BANCWEST INVESTMENT SERVICES, INC. (BWIS) (CRD#:29357) PICO RIVERA, CA
B
 09/28/2021 - 07/19/2023 BANCWEST INVESTMENT SERVICES, INC. (CRD#:29357) PICO RIVERA, CA
IA
 04/16/2021 - 09/30/2021 CALIFORNIA FINANCIAL PARTNERS (CRD#:133809) Glendale, CA
IA
 09/26/2018 - 08/04/2021 LPL FINANCIAL LLC (CRD#:6413) GLENDALE, CA
B
 03/09/2020 - 08/04/2021 LPL FINANCIAL LLC (CRD#:6413) GLENDALE, CA
IA
 01/12/2017 - 10/18/2017 CREATIVE PLANNING (CRD#:105348) Monrovia, CA
IA
 03/05/2014 - 09/16/2016 SHEAFF BROCK INVESTMENT ADVISORS, LLC (CRD#:118739) INDIANAPOLIS, IN
IA
 02/25/2014 - 02/28/2014 H. BECK, INC. (CRD#:1763) WEST COVINA, CA
B
 06/06/2013 - 02/28/2014 H. BECK, INC. (CRD#:1763) WEST COVINA, CA
B
 11/16/2012 - 06/05/2013 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) PASADENA, CA
IA
 12/15/2011 - 02/09/2012 LPL FINANCIAL LLC (CRD#:6413) PASADENA, CA
B
 12/15/2011 - 02/09/2012 LPL FINANCIAL LLC (CRD#:6413) PASADENA, CA
IA
 02/02/2009 - 09/23/2011 GENWORTH FINANCIAL WEALTH MANAGEMENT, INC. (CRD#:109018) ENCINO, CA
B
 04/01/2008 - 09/23/2011 CAPITAL BROKERAGE CORPORATION (CRD#:10465) PLEASANT HILL, CA
B
 12/03/2007 - 04/01/2008 ASSETMARK CAPITAL CORPORATION (CRD#:37583) PLEASANT HILL, CA
B
 02/14/2005 - 07/26/2006 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) DES MOINES, IA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.