Individual Firm
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STEPHANIE SUMMERS
STEPHANIE AIELLO
CRD#: 4789829
IA
B
OSAIC WEALTH, INC.CRD#: 23131 9099 RIDGEFIELD DRIVE
SUITE 101
FREDERICK, MD 21701
SUITE 101
FREDERICK, MD 21701
0
Disclosures
18
Years of Experience
View By:
State Registrations
B
Alabama 11/3/2023
B
Massachusetts 11/3/2023
IA
Alabama 11/3/2023
IA
Massachusetts 11/3/2023
B
Arizona 11/3/2023
B
Minnesota 11/3/2023
B
California 11/3/2023
IA
Minnesota 11/3/2023
IA
California 11/3/2023
B
Missouri 11/3/2023
B
Colorado 11/3/2023
B
Nebraska 1/7/2025
B
Delaware 11/3/2023
B
New Jersey 11/3/2023
IA
Delaware 11/3/2023
B
New York 11/3/2023
B
District of Columbia 11/3/2023
B
North Carolina 11/3/2023
B
Florida 11/3/2023
IA
North Carolina 11/3/2023
IA
Florida 11/3/2023
B
Ohio 11/3/2023
B
Georgia 7/17/2024
B
Oregon 11/3/2023
B
Illinois 11/3/2023
B
Pennsylvania 11/3/2023
B
Indiana 11/3/2023
B
South Carolina 4/9/2024
B
Iowa 11/14/2023
B
Texas 11/3/2023
B
Kansas 11/3/2023
IA
Texas 11/3/2023
B
Kentucky 11/3/2023
B
Virginia 11/3/2023
IA
Kentucky 11/3/2023
IA
Virginia 11/3/2023
B
Maine 11/3/2023
B
Washington 11/3/2023
B
Maryland 11/3/2023
B
West Virginia 11/3/2023
IA
Maryland 11/3/2023
B
Wisconsin 11/3/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 11/3/2023
B
Registered with this firm since 11/3/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/21/2006 - 11/03/2023 | FREDERICK, MD | |
B | 03/23/2006 - 11/03/2023 | FREDERICK, MD |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.