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Detailed Report
JONATHAN DAVID COONEY
CRD#: 4788735
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 4114 Woodlands Parkway
Suite 200
Palm Harbor, FL 34685
Registration History
200420062008201020122014201620182020202220242026IAMORGAN STANLEY (CRD# 149777)2019 - Present (5 years)BMORGAN STANLEY (CRD# 149777)2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - 2009 (1 year)BWACHOVIA SECURITIES, LLC (CRD# 19616)2005 - 2007 (2 years)
License(s)

State Registrations

B
Alabama 6/3/2011
B
Montana 6/30/2021
B
Arizona 1/29/2015
B
Nebraska 3/7/2019
B
California 6/1/2009
B
Nevada 3/7/2019
B
Colorado 3/6/2019
B
New Hampshire 1/3/2011
B
Connecticut 2/22/2013
B
New Jersey 1/3/2011
B
Delaware 3/7/2019
B
New York 6/1/2009
B
District of Columbia 1/3/2011
B
North Carolina 1/3/2011
B
Florida 6/1/2009
B
North Dakota 3/7/2019
IA
Florida 4/15/2019
B
Ohio 8/31/2016
B
Georgia 1/3/2011
B
Oklahoma 4/8/2019
B
Idaho 4/11/2023
B
Oregon 8/23/2022
B
Illinois 2/22/2013
B
Pennsylvania 1/3/2011
B
Indiana 1/19/2018
B
Rhode Island 3/22/2022
B
Iowa 3/6/2019
B
South Carolina 1/3/2011
B
Kansas 1/3/2011
B
Tennessee 2/4/2016
B
Kentucky 10/18/2016
B
Texas 2/22/2013
B
Louisiana 5/8/2017
IA
Texas 4/23/2020
B
Maryland 10/13/2016
B
Utah 4/5/2016
B
Massachusetts 1/3/2011
B
Vermont 12/10/2020
B
Michigan 1/3/2011
B
Virginia 1/3/2011
B
Minnesota 2/22/2013
B
Washington 6/1/2009
B
Mississippi 1/3/2011
B
West Virginia 4/23/2019
B
Missouri 2/22/2013
B
Wisconsin 7/13/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
4114 Woodlands Parkway Suite 200, Palm Harbor, FL 34685
Registered with this firm since 4/15/2019
B
MORGAN STANLEY (CRD#:149777)
4114 Woodlands Parkway Suite 200, Palm Harbor, FL 34685
Registered with this firm since 6/1/2009
Previous Registration(s)
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B
 08/02/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) TAMPA, FL
B
 01/01/2005 - 08/06/2007 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.