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Detailed Report
THOMAS TERRILL SEQUIST
CRD#: 4788581
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 105 West View Road
5th Floor
Colchester, VT 05446
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2009 (5 years)2 FIRMS2009 - Present (15 years)
License(s)

State Registrations

B
Arizona 6/1/2009
B
North Carolina 6/1/2009
B
California 6/1/2009
B
Ohio 1/15/2024
B
Colorado 1/24/2017
B
Oregon 12/8/2022
B
Connecticut 6/1/2009
B
Pennsylvania 6/1/2009
B
District of Columbia 1/19/2024
B
Rhode Island 12/10/2019
B
Florida 6/1/2009
B
South Carolina 1/22/2013
B
Georgia 5/22/2023
B
Tennessee 12/2/2024
B
Hawaii 7/31/2018
B
Texas 1/19/2024
B
Iowa 1/12/2024
IA
Texas 1/22/2024
B
Maine 8/2/2012
B
Utah 1/6/2016
B
Maryland 1/21/2015
B
Vermont 6/1/2009
B
Massachusetts 5/7/2010
IA
Vermont 6/1/2009
B
Michigan 6/1/2009
B
Virginia 7/6/2010
B
Minnesota 1/12/2024
B
Washington 1/12/2024
B
New Hampshire 6/1/2009
B
West Virginia 1/12/2024
B
New Jersey 12/12/2017
B
Wisconsin 6/24/2014
B
New York 6/1/2009
B
Wyoming 1/2/2025

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
105 West View Road 5th Floor, Colchester, VT 05446
628 MOUNTAIN ROAD SUITE 1, STOWE, VT 05672
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
105 West View Road 5th Floor, Colchester, VT 05446
628 MOUNTAIN ROAD SUITE 1, STOWE, VT 05672
Registered with this firm since 6/1/2009
Previous Registration(s)
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IA
 07/16/2004 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BURLINGTON, VT
B
 05/31/2004 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BURLINGTON, VT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.