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CHRISTINE SYRENA CASTILLO
CHRISTINE SYRENA DOVEN, CHRISTINE SYRENA MANNING, CHRISTINE SYRENA SHAPIRO, CHRISTINE S SIEK, CHRISTINE SYRENA SIEK
CRD#: 4788549
IA
Investment Adviser
B
Broker
USAA INVESTMENT SERVICES COMPANYCRD#: 5475 9800 FREDERICKSBURG ROAD
SAN ANTONIO, TX 78288
Registration History
2004200620082010201220142016201820202022202420263 FIRMS2004 - 2005 (1 year)2 FIRMS2005 - Present (19 years)BUSAA FINANCIAL ADVISORS, INC. (CRD# 129035)2014 - 2020 (5 years)
Disclosure(s)
View By:
1/11/2017
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Alabama 7/16/2020

B
Nebraska 7/16/2020

B
Alaska 7/16/2020

B
Nevada 7/16/2020

B
Arizona 7/16/2020

B
New Hampshire 7/16/2020

B
Arkansas 7/16/2020

B
New Jersey 7/16/2020

B
California 7/16/2020

B
New Mexico 7/16/2020

B
Colorado 7/16/2020

B
New York 7/16/2020

B
Connecticut 7/16/2020

B
North Carolina 7/16/2020

B
Delaware 7/16/2020

B
North Dakota 7/16/2020

B
District of Columbia 7/16/2020

B
Ohio 7/16/2020

B
Florida 7/16/2020

B
Oklahoma 7/16/2020

B
Georgia 7/16/2020

B
Oregon 7/16/2020

B
Hawaii 7/16/2020

B
Pennsylvania 7/16/2020

B
Idaho 7/16/2020

B
Puerto Rico 7/16/2020

B
Illinois 7/16/2020

B
Rhode Island 7/16/2020

B
Indiana 7/16/2020

B
South Carolina 7/16/2020

B
Iowa 7/16/2020

B
South Dakota 7/16/2020

B
Kansas 7/16/2020

B
Tennessee 7/16/2020

B
Kentucky 7/16/2020

B
Texas 10/21/2005

B
Louisiana 7/16/2020

IA
Texas 10/21/2005

B
Maine 7/16/2020

B
Utah 7/16/2020

B
Maryland 7/16/2020

B
Vermont 7/16/2020

B
Massachusetts 7/16/2020

B
Virgin Islands 7/16/2020

B
Michigan 7/16/2020

B
Virginia 7/16/2020

B
Minnesota 7/16/2020

B
Washington 7/16/2020

B
Mississippi 7/16/2020

B
West Virginia 7/16/2020

B
Missouri 7/16/2020

B
Wisconsin 7/16/2020

B
Montana 7/16/2020

B
Wyoming 7/16/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
USAA INVESTMENT SERVICES COMPANY (CRD#:5475)
9800 FREDERICKSBURG ROAD, SAN ANTONIO, TX 78288
Registered with this firm since 10/21/2005

B
USAA INVESTMENT SERVICES COMPANY (CRD#:5475)
9800 FREDERICKSBURG ROAD, SAN ANTONIO, TX 78288
Registered with this firm since 10/21/2005

Previous Registration(s)
th hidden textth hidden textNameLocation
B
08/22/2014 - 07/10/2020 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) SAN ANTONIO, TX
IA
06/23/2004 - 09/16/2005 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) SAN ANTONIO, TX
B
06/11/2004 - 09/16/2005 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MINNEAPOLIS, MN
B
06/11/2004 - 09/16/2005 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.