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Detailed Report
Keith E Nubel
KEITH EDWARD NUBEL
CRD#: 4788002
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 Two Jericho Plaza
Jericho, NY 11753
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2008 (<1 year)2 FIRMS2017 - 2021 (4 years)2 FIRMS2021 - Present (3 years)BSCOTTRADE, INC. (CRD# 8206)2009 - 2017 (8 years)IASCOTTRADE INVESTMENT MANAGEMENT (CRD# 169988)2017 - 2017 (<1 year)
License(s)

State Registrations

B
Alabama 9/16/2021
B
Nevada 9/16/2021
B
Alaska 9/16/2021
B
New Hampshire 9/16/2021
B
Arizona 9/16/2021
B
New Jersey 9/16/2021
B
Arkansas 9/16/2021
B
New Mexico 9/16/2021
B
California 9/16/2021
B
New York 9/16/2021
B
Colorado 9/16/2021
IA
New York 9/23/2021
B
Connecticut 9/16/2021
B
North Carolina 9/16/2021
B
Delaware 9/16/2021
B
North Dakota 9/16/2021
B
District of Columbia 9/16/2021
B
Ohio 9/17/2021
B
Florida 9/16/2021
B
Oklahoma 9/16/2021
B
Georgia 9/16/2021
B
Oregon 9/16/2021
B
Hawaii 9/16/2021
B
Pennsylvania 9/16/2021
B
Idaho 9/16/2021
B
Puerto Rico 9/16/2021
B
Illinois 9/16/2021
B
Rhode Island 9/16/2021
B
Indiana 9/16/2021
B
South Carolina 9/16/2021
B
Iowa 9/16/2021
B
South Dakota 9/16/2021
B
Kansas 9/16/2021
B
Tennessee 9/16/2021
B
Kentucky 9/16/2021
B
Texas 9/16/2021
B
Louisiana 9/16/2021
IA
Texas 9/23/2021
B
Maine 9/16/2021
B
Utah 9/16/2021
B
Maryland 9/16/2021
B
Vermont 9/16/2021
B
Massachusetts 9/16/2021
B
Virgin Islands 9/16/2021
B
Michigan 9/16/2021
B
Virginia 9/16/2021
B
Minnesota 9/16/2021
B
Washington 9/16/2021
B
Mississippi 9/16/2021
B
West Virginia 9/16/2021
B
Missouri 9/16/2021
B
Wisconsin 9/16/2021
B
Montana 9/16/2021
B
Wyoming 9/16/2021
B
Nebraska 9/16/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
Two Jericho Plaza, Jericho, NY 11753
Registered with this firm since 9/23/2021
B
MORGAN STANLEY (CRD#:149777)
Two Jericho Plaza, Jericho, NY 11753
Registered with this firm since 9/16/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/19/2017 - 09/09/2021 UBS FINANCIAL SERVICES INC. (CRD#:8174) NEW YORK, NY
B
 07/19/2017 - 09/09/2021 UBS FINANCIAL SERVICES INC. (CRD#:8174) NEW YORK, NY
IA
 03/29/2017 - 07/17/2017 SCOTTRADE INVESTMENT MANAGEMENT (CRD#:169988) SAINT LOUIS, MO
B
 02/24/2009 - 07/17/2017 SCOTTRADE, INC. (CRD#:8206) MANHATTAN, NY
IA
 10/24/2008 - 12/01/2008 OPPENHEIMER & CO. INC. (CRD#:249) NEW YORK, NY
B
 09/24/2008 - 12/01/2008 OPPENHEIMER & CO. INC. (CRD#:249) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.