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LAURA P BRITT
LAURA BRITT, LAURA PATRICIA GARCIA DE LA VEGA
CRD#: 4787085
IA
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WELLS FARGO ADVISORSCRD#: 19616 5376 HIGHWAY 280
BIRMINGHAM, AL 35242
BIRMINGHAM, AL 35242
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Disclosures
20
Years of Experience
View By:
State Registrations
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Alabama 7/2/2019
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Michigan 7/2/2019
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Alabama 7/2/2019
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Mississippi 7/2/2019
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Arizona 5/28/2024
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Missouri 7/2/2019
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Arkansas 7/2/2019
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Nevada 7/2/2019
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California 10/19/2022
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New Jersey 7/2/2019
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Colorado 7/2/2019
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New Mexico 5/28/2024
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District of Columbia 7/2/2019
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North Carolina 7/2/2019
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Florida 7/2/2019
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Ohio 7/2/2019
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Georgia 7/2/2019
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Pennsylvania 7/2/2019
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Idaho 4/6/2023
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South Carolina 11/15/2024
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Illinois 3/22/2023
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Tennessee 7/2/2019
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Indiana 3/22/2023
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Texas 7/2/2019
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Louisiana 1/6/2023
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Virginia 7/2/2019
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Maine 1/5/2023
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Washington 3/22/2023
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Massachusetts 7/2/2019
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West Virginia 3/22/2023
SRO Registrations
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Registered with this firm since 7/2/2019
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Registered with this firm since 7/2/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/26/2004 - 07/05/2019 | BIRMINGHAM, AL | |
B | 06/17/2004 - 07/05/2019 | BIRMINGHAM, AL |
BIRMINGHAM, AL
07/26/2004 - 07/05/2019
BIRMINGHAM, AL
06/17/2004 - 07/05/2019
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.