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Terence Sharma
TERENCE MICHAEL SHARMA
CRD#: 4786289
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 OVERLAND PARK, KS
CETERA ADVISOR NETWORKS LLCCRD#: 13572 OVERLAND PARK, KS
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2009 - 2010 (1 year)2 FIRMS2011 - 2019 (8 years)2 FIRMS2019 - 2022 (2 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2022 - Present (2 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2006 - 2008 (2 years)BCATHAY FINANCIAL INC (CRD# 30065)2004 - 2006 (1 year)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2022 - 2023 (1 year)
License(s)

State Registrations

B
California 3/31/2022

B
Missouri 3/31/2022

B
Connecticut 3/31/2022

B
New Jersey 3/31/2022

B
Florida 3/31/2022

B
New Mexico 3/31/2022

B
Kansas 3/31/2022

B
New York 3/31/2022

IA
Kansas 6/29/2023

B
Rhode Island 9/8/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
OVERLAND PARK, KS
Registered with this firm since 6/29/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
OVERLAND PARK, KS
Registered with this firm since 3/31/2022

Previous Registration(s)
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IA
03/31/2022 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) Overland Park, KS
IA
07/17/2019 - 04/06/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LEAWOOD, KS
B
07/17/2019 - 04/06/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LEAWOOD, KS
IA
03/23/2011 - 07/15/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) OVERLAND PARK, KS
B
03/23/2011 - 07/15/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) OVERLAND PARK, KS
IA
12/21/2009 - 12/17/2010 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) NEW YORK, NY
B
11/20/2009 - 12/17/2010 MORGAN STANLEY SMITH BARNEY (CRD#:149777) NEW YORK, NY
B
06/28/2006 - 11/18/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
11/26/2004 - 06/08/2006 CATHAY FINANCIAL INC (CRD#:30065) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.