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Detailed Report
AARON JOSEPH WINER
AARON WINER
CRD#: 4785989
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 200 South Biscayne Boulevard
Suite 1100
Miami, FL 33131
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (1 year)2 FIRMS2009 - Present (15 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2004 - 2005 (1 year)
License(s)

State Registrations

B
Alabama 11/28/2018
B
New Hampshire 11/28/2018
B
California 6/1/2009
B
New Jersey 11/28/2018
B
Colorado 7/31/2013
B
New York 5/14/2010
B
Connecticut 6/24/2014
B
North Carolina 2/6/2024
B
Delaware 1/5/2016
B
Oklahoma 11/28/2018
B
District of Columbia 3/29/2017
B
Oregon 3/10/2014
B
Florida 6/1/2009
B
Pennsylvania 4/1/2021
IA
Florida 6/1/2009
B
Puerto Rico 7/7/2009
B
Georgia 12/1/2011
B
South Carolina 11/28/2018
B
Illinois 11/28/2018
B
South Dakota 12/18/2015
B
Indiana 5/12/2014
B
Texas 10/6/2016
B
Maryland 5/3/2010
IA
Texas 11/29/2018
B
Massachusetts 7/30/2014
B
Washington 11/28/2018
B
Michigan 2/10/2025
B
Wisconsin 10/19/2021
B
Minnesota 11/28/2018
B
Wyoming 4/18/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
200 South Biscayne Boulevard Suite 1100, Miami, FL 33131
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
200 South Biscayne Boulevard Suite 1100, Miami, FL 33131
Registered with this firm since 6/1/2009
Previous Registration(s)
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IA
 12/10/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) MIAMI, FL
B
 09/27/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) MIAMI, FL
B
 08/09/2004 - 09/30/2005 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.