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JOSEPH MATTHEW TUCCINI
J MATT TUCCINI, J. MATTHEW TUCCINI, JOSEPH M TUCCINI, JOSEPH TUCCINI, MATT TUCCINI…
CRD#: 4783938
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 2400 US HIGHWAY 41 W
MARQUETTE, MI 49855
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2009 - 2010 (<1 year)2 FIRMS2010 - 2010 (<1 year)2 FIRMS2010 - 2012 (1 year)2 FIRMS2012 - 2017 (5 years)2 FIRMS2024 - Present (1 year)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2006 - 2009 (2 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2005 - 2006 (1 year)BBANC ONE SECURITIES CORPORATION (CRD# 16999)2006 - 2006 (<1 year)BBANC ONE SECURITIES CORPORATION (CRD# 16999)2004 - 2005 (1 year)IAERTS WEALTH ADVISORS, LLC (CRD# 289856)2018 - 2023 (5 years)IAAIG RETIREMENT ADVISORS, INC. (CRD# 42803)2008 - 2009 (1 year)
License(s)

State Registrations

B
Alabama 4/11/2024

B
Minnesota 4/11/2024

B
Alaska 4/11/2024

B
Missouri 10/21/2024

B
Arizona 4/11/2024

B
Montana 4/11/2024

B
Arkansas 4/11/2024

B
Nebraska 4/11/2024

B
California 4/11/2024

B
Nevada 4/11/2024

B
Colorado 2/28/2024

B
New Hampshire 4/11/2024

B
Connecticut 4/11/2024

B
New Mexico 4/11/2024

B
District of Columbia 2/28/2024

B
New York 4/10/2024

B
Florida 2/28/2024

B
North Carolina 4/11/2024

B
Georgia 4/11/2024

B
Ohio 4/12/2024

B
Idaho 4/11/2024

B
Oklahoma 4/11/2024

B
Illinois 4/11/2024

B
Oregon 4/11/2024

B
Indiana 4/11/2024

B
South Carolina 4/11/2024

B
Iowa 4/11/2024

B
South Dakota 4/11/2024

B
Kentucky 4/11/2024

B
Texas 1/8/2025

B
Louisiana 2/28/2024

IA
Texas 1/8/2025

B
Maine 4/11/2024

B
Utah 4/11/2024

B
Massachusetts 4/11/2024

B
Virginia 4/11/2024

IA
Michigan 1/22/2024

B
Washington 4/11/2024

B
Michigan 4/9/2024

B
Wisconsin 4/11/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
2400 US HIGHWAY 41 W, MARQUETTE, MI 49855
Marquette, MI
Registered with this firm since 2/15/2024

IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
2400 US HIGHWAY 41 W, MARQUETTE, MI 49855
Marquette, MI
Registered with this firm since 1/22/2024

Previous Registration(s)
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IA
01/08/2018 - 11/14/2023 ERTS WEALTH ADVISORS, LLC (CRD#:289856) MARQUETTE, MI
IA
05/21/2012 - 12/31/2017 SAGEPOINT FINANCIAL, INC. (CRD#:133763) MARQUETTE, MI
B
05/10/2012 - 12/31/2017 SAGEPOINT FINANCIAL, INC. (CRD#:133763) MARQUETTE, MI
IA
10/01/2010 - 04/17/2012 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) MARQUETTE, MI
B
08/31/2010 - 04/17/2012 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) MARQUETTE, MI
IA
04/13/2010 - 08/31/2010 GENWORTH FINANCIAL WEALTH MANAGEMENT, INC. (CRD#:109018) CONCORD, CA
B
03/29/2010 - 08/31/2010 CAPITAL BROKERAGE CORPORATION (CRD#:10465) CHICAGO, IL
IA
06/03/2009 - 03/04/2010 METLIFE SECURITIES INC. (CRD#:14251) CHICAGO, IL
B
04/22/2009 - 03/04/2010 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
IA
03/25/2008 - 04/27/2009 AIG RETIREMENT ADVISORS, INC. (CRD#:42803) CHICAGO, IL
B
07/14/2006 - 04/27/2009 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) CHICAGO, IL
B
07/06/2005 - 07/10/2006 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
B
01/19/2006 - 05/02/2006 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
04/12/2004 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
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Broker
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Investment Adviser
Disclosures
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