Individual Firm
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LAURIE TERGERSON SEPANSKI
LAURIE ELAINE TERGERSON
CRD#: 4783835
IA
B
LTS FINANCIAL GROUPCRD#: 313215 6300 Ridglea Place, Suite 1115
Ft. Worth, TX 76116
Ft. Worth, TX 76116
0
Disclosures
9
Years of Experience
View By:
State Registrations
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Louisiana 6/14/2021
IA
Texas 4/21/2021
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Registered with this firm since 4/21/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/11/2013 - 11/27/2018 | FT WORTH, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.