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Detailed Report
Jason Lee Ray Betts
JASON LEERAY BETTS
CRD#: 4783673
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 301 North Lake Avenue
Suite 1150
Pasadena, CA 91101
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2006 (2 years)2 FIRMS2006 - 2009 (3 years)2 FIRMS2009 - 2018 (8 years)2 FIRMS2018 - 2019 (1 year)2 FIRMS2019 - Present (5 years)BPFS INVESTMENTS INC. (CRD# 10111)2004 - 2004 (<1 year)
License(s)

State Registrations

B
Arizona 3/12/2021
B
Massachusetts 1/29/2024
B
California 5/31/2019
B
Oregon 7/3/2019
IA
California 6/3/2019
IA
Texas 6/14/2019
B
Florida 5/31/2019
B
Texas 7/23/2019
B
Hawaii 4/7/2021
B
Utah 5/31/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
301 North Lake Avenue Suite 1150, Pasadena, CA 91101
Registered with this firm since 6/3/2019
B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
301 North Lake Avenue Suite 1150, Pasadena, CA 91101
Registered with this firm since 5/31/2019
Previous Registration(s)
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IA
 06/27/2018 - 06/17/2019 CANTELLA & CO., INC. (CRD#:13905) PASADENA, CA
B
 06/27/2018 - 06/17/2019 CANTELLA & CO., INC. (CRD#:13905) PASADENA, CA
IA
 10/23/2009 - 07/27/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PASADENA, CA
B
 10/23/2009 - 07/27/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PASADENA, CA
IA
 07/14/2006 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) PASADENA, CA
B
 07/14/2006 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) PASADENA, CA
IA
 08/16/2004 - 07/07/2006 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) GLENDORA, CA
B
 06/24/2004 - 07/07/2006 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) GLENDORA, CA
B
 04/20/2004 - 06/25/2004 PFS INVESTMENTS INC. (CRD#:10111) DULUTH, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.