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Detailed Report
RENEE KAY LAVALLI
RENEE K LAVALLI, RENEE LAVALLI, RENEE KAY OGLE
CRD#: 4781609
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 12121 APPLE VALLEY ROAD
APPLE VALLEY, CA 92308
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2012 - 2014 (1 year)2 FIRMS2014 - Present (11 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2009 - 2012 (3 years)BWAMU INVESTMENTS, INC. (CRD# 599)2004 - 2009 (5 years)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2011 - 2012 (1 year)
License(s)

State Registrations

B
Arizona 11/26/2014
B
Montana 11/16/2023
B
California 4/25/2014
B
Nevada 3/28/2018
IA
California 4/28/2014
B
New Mexico 12/13/2024
B
Colorado 10/16/2015
B
Texas 3/12/2018
B
Connecticut 1/10/2025
IA
Texas 3/12/2018
B
Idaho 10/15/2020
B
Virginia 11/6/2023
B
Kentucky 10/31/2017

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
12121 APPLE VALLEY ROAD, APPLE VALLEY, CA 92308
12527 HESPERIA RD, VICTORVILLE, CA 92395
Registered with this firm since 4/28/2014
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
12121 APPLE VALLEY ROAD, APPLE VALLEY, CA 92308
12527 HESPERIA RD, VICTORVILLE, CA 92395
Registered with this firm since 4/25/2014
Previous Registration(s)
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IA
 10/01/2012 - 05/02/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) HESPERIA, CA
B
 10/01/2012 - 05/02/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) HESPERIA, CA
IA
 10/27/2011 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) HESPERIA, CA
B
 05/02/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) HESPERIA, CA
B
 04/20/2004 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) BARSTOW, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.