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Detailed Report
TRAVIS ALAN SINQUEFIELD
TRAVIS SINQUEFIELD
CRD#: 4781607
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 5122 Cascade Road
1st Floor
Grand Rapids, MI 49546
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2006 (2 years)2 FIRMS2013 - Present (11 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2008 - 2012 (4 years)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2010 - 2012 (1 year)
License(s)

State Registrations

B
Alabama 9/22/2021
B
Nebraska 3/15/2019
B
Alaska 4/29/2022
B
Nevada 3/15/2019
B
Arizona 9/22/2021
B
New Hampshire 5/25/2022
B
Arkansas 3/15/2019
B
New Jersey 5/25/2022
B
California 5/11/2022
B
New Mexico 3/15/2019
B
Colorado 11/19/2018
B
New York 5/25/2022
B
Connecticut 5/11/2022
B
North Carolina 3/15/2019
B
Delaware 5/11/2022
B
North Dakota 3/15/2019
B
District of Columbia 5/11/2022
B
Ohio 8/3/2018
B
Florida 8/9/2013
B
Oklahoma 5/25/2022
B
Georgia 3/15/2019
B
Oregon 5/25/2022
B
Hawaii 5/25/2022
B
Pennsylvania 5/25/2022
B
Idaho 5/25/2022
B
Puerto Rico 3/15/2019
B
Illinois 3/15/2019
B
Rhode Island 3/15/2019
B
Indiana 3/15/2019
B
South Carolina 3/15/2019
B
Iowa 5/25/2022
B
South Dakota 3/15/2019
B
Kansas 5/25/2022
B
Tennessee 5/25/2022
B
Kentucky 5/25/2022
B
Texas 3/15/2019
B
Louisiana 5/25/2022
IA
Texas 4/8/2020
B
Maine 5/25/2022
B
Utah 3/15/2019
B
Maryland 5/25/2022
B
Vermont 5/25/2022
B
Massachusetts 3/11/2019
B
Virgin Islands 5/25/2022
IA
Michigan 7/31/2013
B
Virginia 5/25/2022
B
Michigan 8/7/2013
B
Washington 3/15/2019
B
Minnesota 3/15/2019
B
West Virginia 5/25/2022
B
Mississippi 3/15/2019
B
Wisconsin 3/15/2019
B
Missouri 4/29/2022
B
Wyoming 5/25/2022
B
Montana 6/15/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
5122 Cascade Road 1st Floor, Grand Rapids, MI 49546
Registered with this firm since 7/31/2013
B
MORGAN STANLEY (CRD#:149777)
5122 Cascade Road 1st Floor, Grand Rapids, MI 49546
Registered with this firm since 8/1/2013
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/01/2010 - 07/27/2012 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) ROCKFORD, MI
B
 04/24/2008 - 07/27/2012 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) ROCKFORD, MI
IA
 09/01/2004 - 09/19/2006 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) GRAND RAPIDS, MI
B
 07/07/2004 - 09/19/2006 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) GRAND RAPIDS, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.