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Detailed Report
JEREMY STEVEN DVORAK
JEREMY DVORAK
CRD#: 4779672
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 3545 ELLICOTT MILLS DRIVE
SUITE 206
ELLICOTT CITY, MD 21043
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 3545 ELLICOTT MILLS DRIVE
SUITE 206
ELLICOTT CITY, MD 21043
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2012 - 2019 (6 years)2 FIRMS2019 - Present (6 years)BMETLIFE SECURITIES INC. (CRD# 14251)2004 - 2012 (8 years)BMETROPOLITAN LIFE INSURANCE CO... (CRD# 4095)2004 - 2007 (3 years)IAMETLIFE SECURITIES INC. (CRD# 14251)2008 - 2012 (3 years)
License(s)

State Registrations

B
District of Columbia 4/5/2021
IA
Maryland 2/15/2019
B
Florida 3/24/2021
B
New Hampshire 2/15/2019
B
Maryland 2/15/2019
B
Pennsylvania 6/16/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
3545 ELLICOTT MILLS DRIVE SUITE 206, ELLICOTT CITY, MD 21043
Registered with this firm since 2/15/2019
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
3545 ELLICOTT MILLS DRIVE SUITE 206, ELLICOTT CITY, MD 21043
Registered with this firm since 2/15/2019
Previous Registration(s)
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IA
 07/11/2012 - 03/14/2019 M&T SECURITIES, INC. (CRD#:17358) ELLICOTT CITY, MD
B
 07/11/2012 - 03/14/2019 M&T SECURITIES, INC. (CRD#:17358) ELLICOTT CITY, MD
IA
 10/08/2008 - 07/10/2012 METLIFE SECURITIES INC. (CRD#:14251) BALTIMORE, MD
B
 06/02/2004 - 07/10/2012 METLIFE SECURITIES INC. (CRD#:14251) BALTIMORE, MD
B
 06/02/2004 - 07/09/2007 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) BALTIMORE, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.