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Detailed Report
ANNA K POMYKALA
CRD#: 4778205
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 13221 SW 68TH PWKY
#460
TIGARD, OR 97223
CETERA INVESTMENT SERVICES LLCCRD#: 15340 13221 SW 68TH PKWY
#460
TIGARD, OR 97223
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2019 - Present (5 years)BFORESTERS FINANCIAL SERVICES, INC. (CRD# 305)2004 - 2019 (15 years)IAFORESTERS ADVISORY SERVICES, LLC (CRD# 164663)2019 - 2019 (<1 year)
License(s)

State Registrations

B
Arizona 3/31/2021
B
Oregon 6/26/2019
B
Idaho 4/13/2022
B
Utah 6/3/2024
B
Kentucky 1/5/2022
B
Virginia 7/20/2021
B
Montana 5/24/2023
B
Washington 6/21/2019
IA
Oregon 6/19/2019
B
Wyoming 2/26/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
13221 SW 68TH PWKY #460, TIGARD, OR 97223
Registered with this firm since 6/19/2019
B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
13221 SW 68TH PKWY #460, TIGARD, OR 97223
Registered with this firm since 6/20/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/26/2019 - 06/20/2019 FORESTERS ADVISORY SERVICES, LLC (CRD#:164663) BEAVERTON, OR
B
 04/19/2004 - 06/20/2019 FORESTERS FINANCIAL SERVICES, INC. (CRD#:305) BEAVERTON, OR
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.