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Detailed Report
KATHY ALLISON WHITE
KATHY LOUISE ALLISON, KATHY LOUISE MCMASTERS
CRD#: 4776698
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 106 2ND ST NW
FL 2
HICKORY, NC 28601
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 106 2ND ST, NW
FL 2
HICKORY, NC 28601
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2006 - 2018 (11 years)2 FIRMS2018 - 2021 (3 years)2 FIRMS2021 - Present (4 years)BRBC CENTURA SECURITIES, INC. (CRD# 36179)2004 - 2006 (1 year)
License(s)

State Registrations

B
Alabama 4/13/2021
B
Nebraska 4/13/2021
B
Alaska 4/13/2021
B
Nevada 4/13/2021
B
Arizona 4/13/2021
B
New Hampshire 4/13/2021
B
Arkansas 4/13/2021
B
New Jersey 4/13/2021
B
California 4/13/2021
B
New Mexico 4/13/2021
B
Colorado 4/13/2021
B
New York 4/13/2021
B
Connecticut 4/13/2021
B
North Carolina 2/17/2021
B
Delaware 4/13/2021
IA
North Carolina 2/17/2021
B
District of Columbia 4/13/2021
B
North Dakota 4/13/2021
B
Florida 4/13/2021
B
Ohio 4/13/2021
B
Georgia 4/13/2021
B
Oklahoma 4/13/2021
B
Hawaii 4/13/2021
B
Oregon 4/13/2021
B
Idaho 4/13/2021
B
Pennsylvania 4/13/2021
B
Illinois 4/13/2021
B
Puerto Rico 4/13/2021
B
Indiana 4/13/2021
B
Rhode Island 4/13/2021
B
Iowa 4/13/2021
B
South Carolina 4/13/2021
B
Kansas 4/13/2021
B
South Dakota 4/13/2021
B
Kentucky 4/13/2021
B
Tennessee 4/13/2021
B
Louisiana 4/13/2021
B
Texas 4/13/2021
B
Maine 4/13/2021
B
Utah 4/13/2021
B
Maryland 4/13/2021
B
Vermont 4/13/2021
B
Massachusetts 4/13/2021
B
Virgin Islands 4/13/2021
B
Michigan 4/13/2021
B
Virginia 4/13/2021
B
Minnesota 4/13/2021
B
Washington 4/13/2021
B
Mississippi 4/13/2021
B
West Virginia 4/13/2021
B
Missouri 4/13/2021
B
Wisconsin 4/13/2021
B
Montana 4/13/2021
B
Wyoming 4/13/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
106 2ND ST, NW FL 2, HICKORY, NC 28601
CONNELLY SPRINGS, NC
Registered with this firm since 2/17/2021
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
106 2ND ST NW FL 2, HICKORY, NC 28601
Registered with this firm since 2/17/2021
Previous Registration(s)
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IA
 01/02/2018 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
 01/02/2018 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
IA
 06/01/2006 - 01/02/2018 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) HICKORY, NC
B
 03/21/2006 - 01/02/2018 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) HICKORY, NC
B
 04/19/2004 - 03/07/2006 RBC CENTURA SECURITIES, INC. (CRD#:36179) HICKORY, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.