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ANTHONY R MONTEROSSO
ANTHONY R MONKROSSO
CRD#: 4776350
IA
B
HARTFORD FUNDSCRD#: 147746 690 LEE ROAD
WAYNE, PA 19087
WAYNE, PA 19087
HARTFORD FUNDS DISTRIBUTORS, LLCCRD#: 45995 690 Lee Road
Wayne, PA 19087
Wayne, PA 19087
0
Disclosures
20
Years of Experience
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State Registrations
B
California 1/17/2014
B
New Hampshire 1/17/2014
B
Colorado 1/17/2014
B
New Jersey 1/17/2014
B
Connecticut 1/17/2014
B
New York 1/17/2014
B
Hawaii 1/17/2014
B
Ohio 1/17/2014
B
Illinois 1/17/2014
B
Pennsylvania 12/3/2012
B
Indiana 7/13/2021
IA
Pennsylvania 1/23/2015
B
Maryland 1/17/2014
B
Tennessee 1/17/2014
B
Massachusetts 1/17/2014
B
Texas 1/17/2014
B
Michigan 1/17/2014
B
Wisconsin 1/17/2014
B
Minnesota 1/17/2014
SRO Registrations
B
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IA
Registered with this firm since 1/23/2015
B
Registered with this firm since 12/3/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/30/2014 - 12/31/2014 | RADNOR, PA | |
B | 05/27/2004 - 12/03/2012 | RADNOR, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.