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Detailed Report
SHANNON A THOMPSON
SHANNON THOMPSON
CRD#: 4775530
IA
Investment Adviser
B
Broker
MML INVESTORS SERVICES, LLCCRD#: 10409 3779 Vest Mill Road
Suite A
Winston Salem, NC 27103
Registration History
200620082010201220142016201820202022202420262 FIRMS2017 - Present (8 years)BMSI FINANCIAL SERVICES, INC. (CRD# 14251)2005 - 2017 (11 years)BMETROPOLITAN LIFE INSURANCE CO... (CRD# 4095)2005 - 2007 (1 year)IAMSI FINANCIAL SERVICES, INC. (CRD# 14251)2008 - 2017 (9 years)
License(s)

State Registrations

B
Alabama 10/9/2019
B
North Carolina 3/25/2017
B
California 3/25/2017
IA
North Carolina 3/25/2017
B
Colorado 6/18/2024
B
Oregon 7/20/2023
B
Delaware 3/25/2017
B
Pennsylvania 9/16/2021
B
District of Columbia 3/25/2017
B
South Carolina 3/25/2017
B
Florida 3/25/2017
B
Tennessee 1/6/2021
B
Georgia 11/28/2018
B
Texas 3/25/2017
B
Illinois 1/6/2020
IA
Texas 5/26/2017
B
Maryland 1/25/2019
B
Virginia 3/25/2017
B
Mississippi 5/2/2018
B
Wisconsin 2/8/2022
B
New York 2/27/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MML INVESTORS SERVICES, LLC (CRD#:10409)
3779 Vest Mill Road Suite A, Winston Salem, NC 27103
Registered with this firm since 3/25/2017
B
MML INVESTORS SERVICES, LLC (CRD#:10409)
3779 Vest Mill Road Suite A, Winston Salem, NC 27103
Registered with this firm since 3/25/2017
Previous Registration(s)
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IA
 03/14/2008 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) Winston Salem, NC
B
 10/21/2005 - 03/25/2017 MSI FINANCIAL SERVICES, INC. (CRD#:14251) Winston Salem, NC
B
 10/21/2005 - 07/09/2007 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) WINSTON-SALEM, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.