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ROBERT WYLA MELBERTH
ROB WYLA MELBERTH
CRD#: 4775230
IA
B
MELBERTH CAPITALCRD#: 309657 1777 MAIN STREET
UNIT 9
SARASOTA, FL 34236
UNIT 9
SARASOTA, FL 34236
View By:
10/24/2024
Customer Dispute
Pending
6/4/2024
Customer Dispute
Settled
10/11/2022
Customer Dispute
Settled
10/11/2022
Customer Dispute
Settled
9/28/2022
Customer Dispute
Settled
9/23/2022
Customer Dispute
Settled
9/23/2022
Customer Dispute
Settled
7/1/2022
Customer Dispute
Settled
State Registrations
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Florida 7/22/2020
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Registered with this firm since 7/22/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/22/2020 - 04/10/2023 | Sarasota, FL | |
IA | 06/17/2015 - 07/30/2020 | SARASOTA, FL | |
B | 06/17/2015 - 07/30/2020 | SARASOTA, FL | |
IA | 03/26/2010 - 06/17/2015 | SARASOTA, FL | |
B | 03/16/2010 - 06/17/2015 | SARASOTA, FL | |
IA | 06/16/2008 - 03/23/2010 | SARASOTA, FL | |
B | 06/13/2008 - 03/23/2010 | SARASOTA, FL | |
IA | 04/02/2007 - 06/16/2008 | SARASOTA, FL | |
B | 04/02/2007 - 06/16/2008 | SARASOTA, FL | |
IA | 03/18/2005 - 04/02/2007 | SARASOTA, FL | |
B | 03/10/2005 - 04/02/2007 | SARASOTA, FL | |
IA | 11/17/2004 - 03/01/2005 | SARASOTA, FL | |
B | 06/22/2004 - 03/01/2005 | ANN ARBOR, MI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.