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Detailed Report
RUTH A WILEGUS-HYTINEN
RUTH A DOMBEK, RUTH A. WILEGUS
CRD#: 4775118
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 833 E MICHIGAN ST
MILWAUKEE, WI 53202
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2011 (6 years)2 FIRMS2011 - 2022 (11 years)2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Alabama 4/12/2024
B
Nevada 4/12/2024
B
Alaska 4/12/2024
B
New Hampshire 4/12/2024
B
Arizona 4/12/2024
B
New Jersey 4/12/2024
B
Arkansas 4/12/2024
B
New Mexico 4/12/2024
B
California 4/12/2024
B
New York 4/12/2024
B
Colorado 4/12/2024
B
North Carolina 4/12/2024
B
Connecticut 4/12/2024
B
North Dakota 4/12/2024
B
Delaware 4/12/2024
B
Ohio 4/12/2024
B
District of Columbia 4/12/2024
B
Oklahoma 4/12/2024
B
Florida 4/12/2024
B
Oregon 4/12/2024
B
Georgia 4/12/2024
B
Pennsylvania 4/12/2024
B
Hawaii 4/12/2024
B
Puerto Rico 4/12/2024
B
Idaho 4/12/2024
B
Rhode Island 4/12/2024
B
Illinois 4/12/2024
B
South Carolina 4/12/2024
B
Indiana 4/12/2024
B
South Dakota 4/12/2024
B
Iowa 4/12/2024
B
Tennessee 4/12/2024
B
Kansas 4/12/2024
B
Texas 4/12/2024
B
Kentucky 4/12/2024
IA
Texas 4/30/2024
B
Louisiana 4/12/2024
B
Utah 4/12/2024
B
Maine 4/12/2024
B
Vermont 4/12/2024
B
Maryland 4/12/2024
B
Virgin Islands 4/12/2024
B
Massachusetts 4/12/2024
B
Virginia 4/12/2024
B
Michigan 4/12/2024
B
Washington 4/12/2024
B
Minnesota 4/12/2024
B
West Virginia 4/12/2024
B
Mississippi 4/12/2024
B
Wisconsin 8/15/2022
B
Missouri 4/12/2024
IA
Wisconsin 8/15/2022
B
Montana 4/12/2024
B
Wyoming 4/12/2024
B
Nebraska 4/12/2024

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
833 E MICHIGAN ST, MILWAUKEE, WI 53202
Delafield, WI
Registered with this firm since 8/15/2022
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
833 E MICHIGAN ST, MILWAUKEE, WI 53202
Delafield, WI
Registered with this firm since 8/15/2022
Previous Registration(s)
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IA
 01/03/2011 - 06/06/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WAUKESHA, WI
B
 01/03/2011 - 06/06/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) WAUKESHA, WI
IA
 09/20/2004 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SHOREWOOD, WI
B
 06/18/2004 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SHOREWOOD, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.