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ERIC BYRON SMALLEY
ERIC SMALLEY
CRD#: 4775102
IA
Investment Adviser
B
Broker
EFG ASSET MANAGEMENT (AMERICAS) CORP.CRD#: 158905 701 BRICKELL AVENUE
SUITE 1300
MIAMI, FL 33131
EFG CAPITAL INTERNATIONALCRD#: 40118 701 BRICKELL AVE
9TH FLOOR & SUITE 1350
MIAMI, FL 33131-2867
Registration History
200420062008201020122014201620182020202220242026IAEFG ASSET MANAGEMENT (AMERICAS... (CRD# 158905)2019 - Present (5 years)BEFG CAPITAL INTERNATIONAL (CRD# 40118)2007 - Present (17 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2004 - 2007 (3 years)IAEFG CAPITAL INTERNATIONAL CORP. (CRD# 40118)2021 - 2021 (<1 year)IAEFG CAPITAL ADVISORS INC. (CRD# 112224)2016 - 2019 (2 years)IAEFG CAPITAL ADVISORS LLC (CRD# 145208)2010 - 2014 (4 years)
License(s)

State Registrations

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California 1/9/2017

B
Massachusetts 10/25/2018

IA
California 12/7/2019

B
New York 10/9/2017

B
Florida 10/8/2007

B
Texas 10/9/2017

IA
Florida 12/23/2019

B
Virginia 8/19/2022

B
Illinois 8/19/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EFG ASSET MANAGEMENT (AMERICAS) CORP. (CRD#:158905)
701 BRICKELL AVENUE SUITE 1300, MIAMI, FL 33131
Registered with this firm since 12/7/2019

B
EFG CAPITAL INTERNATIONAL (CRD#:40118)
701 BRICKELL AVE 9TH FLOOR & SUITE 1350, MIAMI, FL 33131-2867
Registered with this firm since 10/8/2007

Previous Registration(s)
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IA
04/30/2021 - 07/13/2021 EFG CAPITAL INTERNATIONAL CORP. (CRD#:40118) MIAMI, FL
IA
07/11/2016 - 02/22/2019 EFG CAPITAL ADVISORS INC. (CRD#:112224) MIAMI, FL
IA
11/02/2010 - 11/06/2014 EFG CAPITAL ADVISORS LLC (CRD#:145208) MIAMI, FL
B
06/03/2004 - 06/06/2007 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MIAMI, FL
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.