Individual Firm
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ALBERTO MAGLIOZZI
CRD#: 4774879
IA
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CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CITI PRIVATE BANK
3800 CITIGROUP CENTER DRIVE
TAMPA, FL 33610-9122
3800 CITIGROUP CENTER DRIVE
TAMPA, FL 33610-9122
View By:
12/11/2008
Customer Dispute
Denied
State Registrations
B
Alabama 11/29/2021
B
Montana 11/23/2021
B
Alaska 11/24/2021
B
Nebraska 11/23/2021
B
Arizona 11/19/2021
B
Nevada 12/15/2023
B
Arkansas 11/19/2021
B
New Hampshire 10/22/2021
B
California 10/19/2021
B
New Jersey 11/19/2021
B
Colorado 11/19/2021
B
New Mexico 11/18/2021
B
Connecticut 11/19/2021
B
New York 12/23/2021
B
Delaware 12/15/2021
B
North Carolina 10/20/2021
B
District of Columbia 12/2/2021
B
North Dakota 11/24/2021
B
Florida 11/18/2021
B
Ohio 10/18/2021
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Florida 11/18/2021
B
Oklahoma 11/29/2021
B
Georgia 11/22/2021
B
Oregon 11/23/2021
B
Hawaii 12/22/2021
B
Pennsylvania 10/19/2021
B
Idaho 11/17/2021
B
Puerto Rico 10/20/2021
B
Illinois 12/6/2021
B
Rhode Island 10/26/2021
B
Indiana 2/14/2024
B
South Carolina 12/13/2021
B
Iowa 10/18/2021
B
South Dakota 12/9/2021
B
Kansas 10/19/2021
B
Tennessee 11/19/2021
B
Kentucky 11/19/2021
B
Texas 11/3/2021
B
Louisiana 11/22/2021
B
Utah 11/23/2021
B
Maine 10/18/2021
B
Vermont 11/19/2021
B
Maryland 10/19/2021
B
Virgin Islands 11/19/2021
B
Massachusetts 10/19/2021
B
Virginia 11/20/2021
B
Michigan 11/10/2021
B
Washington 11/29/2021
B
Minnesota 11/22/2021
B
West Virginia 11/22/2021
B
Mississippi 11/19/2021
B
Wisconsin 10/21/2021
B
Missouri 10/19/2021
B
Wyoming 2/4/2022
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
IA
Registered with this firm since 11/18/2021
B
Registered with this firm since 10/18/2021
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Registered with this firm since 10/18/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2018 - 10/02/2021 | SAINT PETERSBURG, FL | |
B | 05/15/2018 - 10/02/2021 | ST PETERSBURG, FL | |
IA | 05/16/2018 - 12/31/2019 | ST. PETERSBURG, FL | |
B | 05/15/2018 - 12/31/2019 | ST. PETERSBURG, FL | |
IA | 02/03/2017 - 04/30/2018 | Tampa, FL | |
B | 02/03/2017 - 04/30/2018 | TAMPA, FL | |
IA | 08/11/2011 - 02/06/2017 | SARASOTA, FL | |
B | 08/10/2011 - 02/06/2017 | SARASOTA, FL | |
IA | 05/26/2006 - 06/01/2011 | NEW YORK, NY | |
B | 05/25/2006 - 06/01/2011 | NEW YORK, NY | |
B | 07/30/2004 - 05/17/2006 | TAMPA, FL |
SAINT PETERSBURG, FL
06/01/2018 - 10/02/2021
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.