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JAMES JASON GOWEN
J GOWEN, JASON GOWEN
CRD#: 4773504
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 1920 N CENTRAL ST
HICKORY, NC 28601
HICKORY, NC 28601
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 1920 N CENTER ST
HICKORY, NC 28601
HICKORY, NC 28601
0
Disclosures
19
Years of Experience
View By:
State Registrations
B
Alabama 3/17/2023
B
North Carolina 2/17/2021
B
Florida 2/17/2021
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North Carolina 2/17/2021
B
Georgia 2/17/2021
B
Ohio 4/22/2022
B
Indiana 2/17/2021
B
South Carolina 2/17/2021
B
Kentucky 4/18/2024
B
Tennessee 2/17/2021
B
Michigan 2/17/2021
B
Texas 2/17/2021
B
Missouri 4/18/2024
B
Virginia 7/16/2024
B
New York 2/17/2021
SRO Registrations
B
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B
Registered with this firm since 2/17/2021
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Registered with this firm since 2/17/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/02/2018 - 02/17/2021 | RICHMOND, VA | |
B | 01/02/2018 - 02/17/2021 | RICHMOND, VA | |
IA | 11/19/2013 - 01/02/2018 | LINCOLNTON, NC | |
B | 11/19/2013 - 01/02/2018 | LINCOLNTON, NC | |
IA | 07/30/2012 - 11/18/2013 | CHARLOTTE, NC | |
B | 03/14/2011 - 11/18/2013 | CHARLOTTE, NC | |
B | 04/06/2004 - 12/02/2009 | CHARLOTTE, NC |
CHARLOTTE, NC
07/30/2012 - 11/18/2013
CHARLOTTE, NC
03/14/2011 - 11/18/2013
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.