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Detailed Report
Gregg Kleinman
GREGG COREY KLEINMAN
CRD#: 4773338
IA
Investment Adviser
B
Broker
GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC.CRD#: 286005 1301 EAST BROWARD BLVD
SUITE 200
FORT LAUDERDALE, FL 33301
MADISON AVENUE SECURITIES, LLCCRD#: 23224 1301 E. BROWARD BLVD SUITE 200
FORT LAUDERDALE, FL 33301
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2009 - 2021 (12 years)IAGLOBAL WEALTH MANAGEMENT INVES... (CRD# 286005)2022 - Present (2 years)BMADISON AVENUE SECURITIES, LLC (CRD# 23224)2025 - Present (<1 year)BMADISON AVENUE SECURITIES, LLC (CRD# 23224)2022 - 2023 (1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2006 - 2009 (2 years)BOPPENHEIMER & CO. INC. (CRD# 249)2004 - 2005 (1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - 2009 (2 years)
License(s)

State Registrations

B
California 1/4/2025
B
Florida 1/4/2025
IA
Florida 8/17/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
GLOBAL WEALTH MANAGEMENT INVESTMENT ADVISORY, INC. (CRD#:286005)
1301 EAST BROWARD BLVD SUITE 200, FORT LAUDERDALE, FL 33301
Registered with this firm since 8/17/2022
B
MADISON AVENUE SECURITIES, LLC (CRD#:23224)
1301 E. BROWARD BLVD SUITE 200, FORT LAUDERDALE, FL 33301
Registered with this firm since 1/4/2025
Previous Registration(s)
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B
 04/26/2022 - 12/08/2023 MADISON AVENUE SECURITIES, LLC (CRD#:23224) Fort Lauderdale, FL
IA
 06/01/2009 - 06/07/2021 MORGAN STANLEY (CRD#:149777) BOCA RATON, FL
B
 06/01/2009 - 06/07/2021 MORGAN STANLEY (CRD#:149777) BOCA RATON, FL
IA
 02/06/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BOCA RATON, FL
B
 12/18/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BOCA RATON, FL
B
 06/08/2004 - 08/30/2005 OPPENHEIMER & CO. INC. (CRD#:249) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.