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Detailed Report
CHRISTAL LYNN THOMAS
CRD#: 4773266
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 3965 Dallas Parkway
Frisco Hub
Frisco, TX 75034
Registration History
1995200020052010201520202025IAADVICE AND PLANNING SERVICES (CRD# 20472)2012 - Present (12 years)BTIAA-CREF INDIVIDUAL & INSTITU... (CRD# 20472)2007 - Present (17 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2007 - 2007 (<1 year)BTD AMERITRADE, INC. (CRD# 7870)2006 - 2007 (<1 year)
Disclosure(s)
View By:
7/15/1992
Criminal
Final Disposition
License(s)

State Registrations

B
Colorado 6/26/2007
IA
Texas 4/30/2012
B
Texas 6/26/2007

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
3965 Dallas Parkway Frisco Hub, Frisco, TX 75034
Arlington, TX
Registered with this firm since 4/30/2012
B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
3965 Dallas Parkway Frisco Hub, Frisco, TX 75034
Arlington, TX
Registered with this firm since 6/26/2007
Previous Registration(s)
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B
 02/20/2007 - 06/15/2007 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FORT WORTH, TX
B
 09/07/2006 - 02/08/2007 TD AMERITRADE, INC. (CRD#:7870) FORT WORTH, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.