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KAON NELSON
KAON BRANDFORD
CRD#: 4768413
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 1717 PENNSYLVANIA AVE NW
SUITE 1050
WASHINGTON, DC 20006
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2006 (<1 year)2 FIRMS2006 - 2009 (3 years)2 FIRMS2009 - 2011 (1 year)2 FIRMS2011 - 2013 (1 year)2 FIRMS2013 - Present (12 years)
License(s)

State Registrations

B
California 5/14/2018

B
Massachusetts 2/13/2013

B
Delaware 2/13/2013

B
Missouri 11/27/2019

B
District of Columbia 2/13/2013

B
New York 2/22/2022

IA
District of Columbia 2/13/2013

B
North Carolina 8/25/2016

B
Florida 2/13/2013

B
Pennsylvania 9/26/2013

B
Illinois 11/13/2020

B
Texas 6/13/2023

B
Kentucky 2/13/2013

IA
Texas 6/22/2023

B
Maryland 2/13/2013

B
Virginia 2/13/2013

IA
Maryland 2/13/2013

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
1717 PENNSYLVANIA AVE NW SUITE 1050, WASHINGTON, DC 20006
Registered with this firm since 2/13/2013

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
1717 PENNSYLVANIA AVE NW SUITE 1050, WASHINGTON, DC 20006
Registered with this firm since 2/13/2013

Previous Registration(s)
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IA
04/15/2011 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) ROCKVILLE, MD
B
04/15/2011 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) ROCKVILLE, MD
IA
06/01/2009 - 04/21/2011 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) BALTIMORE, MD
B
06/01/2009 - 04/21/2011 MORGAN STANLEY SMITH BARNEY (CRD#:149777) BALTIMORE, MD
IA
02/21/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BALTIMORE, MD
B
02/21/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BALTIMORE, MD
IA
12/01/2005 - 02/21/2006 LEGG MASON WOOD WALKER INC (CRD#:6555) BALTIMORE, MD
B
10/06/2005 - 02/21/2006 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.