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AVINASH KOCHIKAR PAI
AVI PAI
CRD#: 4768029
IA
B
INDEPENDENT ADVISOR ALLIANCE, LLCCRD#: 168267 9481 Irvine Center Dr
Irvine, CA 92618
Irvine, CA 92618
LPL FINANCIAL LLCCRD#: 6413 9481 IRVINE CENTER
IRVINE, CA 92618
IRVINE, CA 92618
0
Disclosures
21
Years of Experience
View By:
State Registrations
B
Arizona 1/30/2012
B
New Mexico 12/19/2019
B
Arkansas 11/5/2018
B
New York 1/9/2013
B
California 8/3/2007
B
North Carolina 9/27/2018
IA
California 8/3/2007
B
Ohio 12/14/2011
B
Colorado 5/30/2014
B
Oregon 11/12/2021
B
Connecticut 3/19/2018
B
Pennsylvania 6/25/2022
B
District of Columbia 11/5/2018
B
South Carolina 8/8/2023
B
Florida 9/12/2013
B
Texas 10/10/2008
B
Hawaii 4/6/2021
IA
Texas 3/19/2012
B
Idaho 9/1/2020
IA
Texas 12/16/2024
B
Massachusetts 6/10/2021
B
Virginia 9/27/2016
B
Nevada 10/4/2013
B
Washington 4/27/2015
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 12/16/2024
IA
Registered with this firm since 8/3/2007
B
Registered with this firm since 8/3/2007
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/26/2016 - 03/28/2025 | IRVINE, CA | |
IA | 05/21/2004 - 08/13/2007 | IRVINE, CA | |
B | 04/19/2004 - 08/13/2007 | IRVINE, CA | |
B | 04/19/2004 - 07/03/2006 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.