Individual Firm
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Jackson S Alexander
JACKSON SCOTT ALEXANDER, JACKSON ALEXANDER
CRD#: 4767165
IA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1 COWBOYS WAY
FRISCO, TX 75034
FRISCO, TX 75034
0
Disclosures
20
Years of Experience
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State Registrations
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Arizona 12/9/2024
B
New Mexico 12/22/2009
B
Arkansas 1/11/2022
B
North Carolina 3/13/2019
B
California 3/24/2016
B
South Carolina 4/11/2023
B
Colorado 3/13/2019
B
Texas 10/23/2009
B
Georgia 4/21/2022
IA
Texas 10/23/2009
B
Kansas 1/25/2021
B
Virginia 8/14/2020
B
Michigan 5/13/2016
SRO Registrations
B
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Registered with this firm since 10/23/2009
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Registered with this firm since 10/23/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/27/2007 - 10/23/2009 | DALLAS, TX | |
B | 11/27/2007 - 10/23/2009 | DALLAS, TX | |
IA | 05/19/2004 - 12/03/2007 | DALLAS, TX | |
B | 05/07/2004 - 12/03/2007 | DALLAS, TX |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.