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LIZBETH A PEREZ
LIZBETH A MONTOYA, LIZBETH MONTOYA, LIZBETH PEREZ
CRD#: 4766137
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 3960 E. THOUSAND OAKS BLVD
WESTLAKE VILLAGE, CA 91362
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2010 - 2011 (1 year)2 FIRMS2011 - 2023 (11 years)2 FIRMS2023 - Present (1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2004 - 2009 (5 years)IASTRATEGIC ADVISERS, INC. (CRD# 104555)2007 - 2009 (2 years)
Disclosure(s)
View By:
5/21/2019
Financial
Final
1/26/2009
Judgment / Lien
License(s)

State Registrations

B
Alabama 5/3/2023

B
Nebraska 4/25/2023

B
Alaska 4/27/2023

B
Nevada 5/1/2023

B
Arizona 5/3/2023

B
New Hampshire 5/16/2023

B
Arkansas 5/10/2023

B
New Jersey 4/26/2023

B
California 4/26/2023

B
New Mexico 4/27/2023

IA
California 4/26/2023

B
New York 4/27/2023

B
Colorado 5/1/2023

B
North Carolina 4/27/2023

B
Connecticut 4/26/2023

B
North Dakota 5/1/2023

B
Delaware 5/15/2023

B
Ohio 4/25/2023

B
District of Columbia 4/27/2023

B
Oklahoma 4/26/2023

B
Florida 5/1/2023

B
Oregon 5/20/2023

B
Georgia 4/27/2023

B
Pennsylvania 4/26/2023

B
Hawaii 8/9/2023

B
Puerto Rico 5/5/2023

B
Idaho 4/27/2023

B
Rhode Island 5/2/2023

B
Illinois 5/4/2023

B
South Carolina 4/27/2023

B
Indiana 4/28/2023

B
South Dakota 5/3/2023

B
Iowa 4/27/2023

B
Tennessee 4/26/2023

B
Kansas 4/26/2023

B
Texas 4/26/2023

B
Kentucky 5/8/2023

IA
Texas 4/26/2023

B
Louisiana 4/28/2023

B
Utah 4/27/2023

B
Maine 4/26/2023

B
Vermont 4/26/2023

B
Maryland 4/25/2023

B
Virgin Islands 5/2/2023

B
Massachusetts 5/19/2023

B
Virginia 4/26/2023

B
Michigan 5/25/2023

B
Washington 4/26/2023

B
Minnesota 4/28/2023

B
West Virginia 4/27/2023

B
Mississippi 4/27/2023

B
Wisconsin 5/2/2023

B
Missouri 4/25/2023

B
Wyoming 5/2/2023

B
Montana 5/3/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
3960 E. THOUSAND OAKS BLVD, WESTLAKE VILLAGE, CA 91362
3960 E Thousand Oaks Blvd, Fl2, Westlake Village, CA 91362
Registered with this firm since 4/26/2023

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
3960 E. THOUSAND OAKS BLVD, WESTLAKE VILLAGE, CA 91362
3960 E Thousand Oaks Blvd, Fl2, Westlake Village, CA 91362
Registered with this firm since 4/25/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/16/2011 - 04/17/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) OXNARD, CA
B
11/10/2011 - 04/17/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) OXNARD, CA
IA
02/16/2010 - 10/07/2011 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) OXNARD, CA
B
02/12/2010 - 10/07/2011 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) OXNARD, CA
IA
03/06/2007 - 12/23/2009 STRATEGIC ADVISERS, INC. (CRD#:104555) SANTA BARBARA, CA
B
06/17/2004 - 12/22/2009 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SANTA BARBARA, CA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.