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BETTY ANN CLARK
BETTY ANN JONES, BETTY MOODY JONES, BETTY ANN MOODY
CRD#: 4763862
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3674 DAUPHIN ST
MOBILE, AL 36608
Registration History
20062008201020122014201620182020202220242026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2007 - Present (18 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2006 - Present (18 years)BSTERNE, AGEE & LEACH, INC. (CRD# 791)2006 - 2006 (<1 year)
License(s)

State Registrations

B
Alabama 1/1/2007

B
Michigan 7/28/2017

IA
Alabama 1/1/2007

B
Mississippi 11/4/2008

B
Arkansas 2/12/2009

B
Missouri 2/12/2009

B
California 12/20/2021

B
Nevada 2/12/2009

B
Colorado 1/2/2014

B
New Mexico 2/12/2009

B
Connecticut 10/29/2021

B
New York 2/12/2009

B
District of Columbia 3/9/2010

B
North Carolina 2/12/2009

B
Florida 11/4/2008

B
Ohio 7/15/2021

B
Georgia 2/12/2009

B
Oregon 8/10/2009

B
Idaho 4/3/2023

B
Pennsylvania 2/12/2009

B
Illinois 2/12/2009

B
South Carolina 2/12/2009

B
Indiana 2/1/2013

B
Tennessee 3/9/2010

B
Iowa 8/16/2021

B
Texas 2/12/2009

B
Kentucky 6/2/2014

IA
Texas 2/19/2009

B
Louisiana 2/12/2009

B
Vermont 2/12/2009

B
Maryland 2/12/2009

B
Virginia 2/12/2009

B
Massachusetts 7/9/2009

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3674 DAUPHIN ST, MOBILE, AL 36608
Registered with this firm since 1/1/2007

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3674 DAUPHIN ST, MOBILE, AL 36608
Registered with this firm since 8/29/2006

Previous Registration(s)
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B
02/03/2006 - 06/26/2006 STERNE, AGEE & LEACH, INC. (CRD#:791) BIRMINGHAM, AL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.