Individual Firm
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ROBERT EDWARDS DIMILIA JR
ROBERT EDWARDS DIMILIA JR., ROBERT EDWARDS DIMILIA
CRD#: 4763743
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J.P. MORGAN SECURITIES LLCCRD#: 79 444 FIFTH AVENUE
BROOKLYN, NY 11215
BROOKLYN, NY 11215
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4/8/2008
Customer Dispute
Closed-No Action
3/28/2008
Customer Dispute
Settled
State Registrations
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Arizona 7/30/2021
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New Jersey 10/1/2012
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California 10/1/2012
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New Jersey 10/1/2012
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Colorado 12/12/2013
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New York 10/1/2012
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Connecticut 10/1/2012
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New York 5/3/2021
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Florida 10/1/2012
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North Carolina 11/3/2015
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Georgia 11/6/2020
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Ohio 10/1/2012
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Illinois 10/4/2019
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Pennsylvania 10/1/2012
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Indiana 7/29/2013
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Puerto Rico 6/1/2021
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Louisiana 10/1/2012
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Rhode Island 7/14/2020
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Maine 7/22/2021
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South Carolina 7/11/2018
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Maryland 5/27/2016
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Texas 1/9/2013
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Massachusetts 2/28/2022
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Texas 9/20/2013
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Michigan 9/14/2017
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Virginia 9/27/2021
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Montana 5/27/2016
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Washington 4/2/2025
SRO Registrations
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Registered with this firm since 10/1/2012
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Registered with this firm since 10/1/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/11/2007 - 10/01/2012 | BROOKLYN, NY | |
B | 11/02/2006 - 10/01/2012 | BROOKLYN, NY | |
B | 12/17/2004 - 08/08/2006 | RALEIGH, NC | |
B | 02/26/2004 - 01/05/2005 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.