• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
MATTHEW GARRET GROSS
MATT G GROSS, MATT Garret GROSS, MATTHEW G GROSS, MATTHEW Garret GROSS, Matthew Gross
CRD#: 4763385
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 143 UNION BLVD
LAKEWOOD, CO 80228
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2020 - 2021 (<1 year)2 FIRMS2021 - Present (3 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2005 - 2012 (6 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)2004 - 2005 (1 year)IAUMB FINANCIAL SERVICES, INC. (CRD# 17073)2018 - 2020 (2 years)
License(s)

State Registrations

B
Alaska 9/9/2024

B
Montana 9/9/2024

B
Arizona 9/9/2024

B
Nebraska 11/13/2024

B
California 3/10/2021

B
New Hampshire 9/9/2024

B
Colorado 3/10/2021

B
New Mexico 9/9/2024

IA
Colorado 3/10/2021

B
New York 9/9/2024

B
Delaware 9/9/2024

B
North Carolina 9/9/2024

B
Florida 9/9/2024

B
Oklahoma 9/9/2024

B
Georgia 9/9/2024

B
Tennessee 9/9/2024

B
Idaho 9/9/2024

B
Texas 9/9/2024

B
Illinois 9/9/2024

IA
Texas 9/10/2024

B
Iowa 2/19/2025

B
Vermont 9/9/2024

B
Kentucky 9/9/2024

B
Virginia 9/9/2024

B
Louisiana 9/9/2024

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
143 UNION BLVD, LAKEWOOD, CO 80228
Registered with this firm since 3/10/2021

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
143 UNION BLVD, LAKEWOOD, CO 80228
Registered with this firm since 3/10/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/20/2020 - 02/18/2021 ADVISED ASSETS GROUP, LLC (CRD#:112058) GREENWOOD VILLAGE, CO
B
10/02/2020 - 02/18/2021 GWFS EQUITIES, INC. (CRD#:13109) GREENWOOD VILLAGE, CO
IA
01/24/2018 - 03/10/2020 UMB FINANCIAL SERVICES, INC. (CRD#:17073) Denver, CO
B
07/06/2005 - 03/09/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
B
03/02/2004 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.