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Andrew R. Johnson
ANDREW RICHARD JOHNSON
CRD#: 4762916
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 15525 W National Ave
New Berlin, WI 53151
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2004 - 2006 (1 year)2 FIRMS2015 - 2018 (2 years)2 FIRMS2018 - Present (6 years)BWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2010 - 2014 (4 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2006 - 2009 (3 years)IAWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2014 - 2014 (<1 year)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2006 - 2007 (<1 year)
Disclosure(s)
View By:
10/2/2001
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 4/2/2018

B
Nevada 4/9/2018

B
Alaska 4/2/2018

B
New Hampshire 4/3/2018

B
Arizona 4/9/2018

B
New Jersey 3/27/2018

B
Arkansas 3/30/2018

B
New Mexico 4/6/2018

B
California 3/27/2018

B
New York 3/30/2018

B
Colorado 3/30/2018

IA
New York 5/3/2021

B
Connecticut 3/28/2018

B
North Carolina 4/11/2018

B
Delaware 3/28/2018

B
North Dakota 3/28/2018

B
District of Columbia 3/29/2018

B
Ohio 3/27/2018

B
Florida 3/28/2018

IA
Ohio 1/28/2022

IA
Florida 9/14/2020

B
Oklahoma 4/2/2018

B
Georgia 3/28/2018

B
Oregon 5/8/2018

B
Hawaii 4/2/2018

B
Pennsylvania 3/28/2018

B
Idaho 3/27/2018

B
Puerto Rico 4/4/2018

B
Illinois 3/27/2018

B
Rhode Island 3/28/2018

B
Indiana 4/9/2018

B
South Carolina 4/5/2018

B
Iowa 4/2/2018

B
South Dakota 4/4/2018

B
Kansas 3/27/2018

B
Tennessee 3/29/2018

B
Kentucky 3/30/2018

B
Texas 4/1/2018

B
Louisiana 3/29/2018

IA
Texas 4/9/2018

IA
Louisiana 3/29/2018

B
Utah 3/27/2018

B
Maine 3/27/2018

B
Vermont 3/30/2018

B
Maryland 3/29/2018

B
Virgin Islands 9/8/2021

B
Massachusetts 4/3/2018

B
Virginia 3/30/2018

B
Michigan 3/29/2018

B
Washington 3/30/2018

B
Minnesota 4/1/2018

B
West Virginia 4/5/2018

B
Mississippi 3/30/2018

B
Wisconsin 4/2/2018

B
Missouri 3/28/2018

IA
Wisconsin 9/3/2024

B
Montana 3/29/2018

B
Wyoming 3/30/2018

B
Nebraska 3/30/2018

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
15525 W National Ave, New Berlin, WI 53151
S69 W15612 JANESVILLE ROAD, MUSKEGO, WI 53150
Registered with this firm since 3/29/2018

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
15525 W National Ave, New Berlin, WI 53151
S69 W15612 JANESVILLE ROAD, MUSKEGO, WI 53150
Registered with this firm since 3/26/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/28/2015 - 03/19/2018 CAPITAL ONE ADVISORS, LLC (CRD#:136865) NEW ORLEANS, LA
B
07/24/2015 - 03/19/2018 CAPITAL ONE INVESTING, LLC (CRD#:45744) NEW ORLEANS, LA
IA
01/28/2014 - 05/02/2014 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) OAKDALE, MN
B
01/05/2010 - 05/02/2014 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) OAKDALE, MN
B
03/02/2006 - 12/08/2009 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MINNEAPOLIS, MN
IA
10/03/2006 - 08/29/2007 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MINNEAPOLIS, MN
B
09/15/2004 - 01/30/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
07/16/2004 - 01/30/2006 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MINNEAPOLIS, MN
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.