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SAM G GARRARD III
SAM G GARRARD, TREY GARRARD
CRD#: 4762844
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2030 MALLORY LN
FRANKLIN, TN 37067
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2011 - 2017 (5 years)2 FIRMS2017 - 2021 (4 years)2 FIRMS2021 - Present (3 years)BVSR FINANCIAL SERVICES, INC. (CRD# 14503)2007 - 2011 (4 years)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)2005 - 2007 (1 year)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2004 - 2005 (1 year)IAVSR ADVISORY SERVICES (CRD# 14503)2008 - 2011 (3 years)
License(s)

State Registrations

B
Alabama 7/19/2021

B
Pennsylvania 7/19/2021

B
California 7/19/2021

B
South Carolina 8/30/2023

B
District of Columbia 2/19/2025

B
Tennessee 7/19/2021

B
Florida 7/19/2021

IA
Tennessee 7/20/2021

B
Georgia 7/19/2021

B
Texas 7/19/2021

B
Indiana 5/9/2023

IA
Texas 7/19/2021

B
Missouri 7/19/2021

B
Virginia 10/17/2023

B
New Jersey 4/25/2023

B
Wyoming 3/5/2024

B
Oregon 7/19/2021

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2030 MALLORY LN, FRANKLIN, TN 37067
Registered with this firm since 7/19/2021

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2030 MALLORY LN, FRANKLIN, TN 37067
Registered with this firm since 7/19/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/29/2017 - 07/19/2021 TRUIST ADVISORY SERVICES, INC. (CRD#:283390) NASHVILLE, TN
B
03/27/2017 - 07/19/2021 TRUIST INVESTMENT SERVICES, INC. (CRD#:17499) MADISON, TN
IA
08/02/2011 - 03/27/2017 INVESTMENT PROFESSIONALS, INC. (CRD#:30184) LAWRENCEBURG, TN
B
08/01/2011 - 03/27/2017 INVESTMENT PROFESSIONALS, INC. (CRD#:30184) LAWRENCEBURG, TN
IA
03/28/2008 - 08/02/2011 VSR ADVISORY SERVICES (CRD#:14503) FRANKLIN, TN
B
05/01/2007 - 08/02/2011 VSR FINANCIAL SERVICES, INC. (CRD#:14503) FRANKLIN, TN
B
09/14/2005 - 05/07/2007 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) COLUMBIA, TN
B
03/19/2004 - 08/05/2005 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) MILWAUKEE, WI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.