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TRAVIS ALAN TOM
CRD#: 4762216
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 6733 S UNIVERSITY BLVD
LITTLETON, CO 80122
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2010 - 2011 (<1 year)2 FIRMS2011 - Present (14 years)BNATIONAL PLANNING CORPORATION (CRD# 29604)2004 - 2004 (<1 year)
License(s)

State Registrations

B
Alabama 11/25/2024

B
Missouri 5/20/2022

B
Arizona 10/9/2015

B
Montana 3/5/2020

B
Arkansas 9/23/2020

B
Nebraska 2/7/2019

B
California 1/3/2011

B
Nevada 1/2/2019

B
Colorado 1/3/2011

B
New York 7/2/2020

IA
Colorado 1/3/2011

B
North Carolina 3/5/2020

B
Florida 11/1/2013

B
Ohio 5/15/2022

B
Georgia 7/28/2020

B
Oklahoma 1/26/2024

B
Hawaii 1/15/2021

B
South Carolina 1/14/2023

B
Illinois 2/14/2023

B
Tennessee 2/20/2025

B
Indiana 1/31/2019

B
Texas 2/25/2015

B
Iowa 10/14/2024

IA
Texas 2/26/2015

B
Kansas 5/13/2022

B
Utah 1/17/2019

B
Massachusetts 1/8/2019

B
Washington 2/14/2023

B
Michigan 3/6/2019

B
Wyoming 9/2/2020

B
Minnesota 12/1/2021

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
6733 S UNIVERSITY BLVD, LITTLETON, CO 80122
Registered with this firm since 1/3/2011

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
6733 S UNIVERSITY BLVD, LITTLETON, CO 80122
Registered with this firm since 1/3/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/04/2010 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) CENTENNIAL, CO
B
07/22/2010 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) CENTENNIAL, CO
B
02/27/2004 - 03/29/2004 NATIONAL PLANNING CORPORATION (CRD#:29604) LOS ANGELES, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.