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Detailed Report
MATTHEW DANIEL GAGNON
MATTHEW ANTHONY GAGNON, MATTHEW D GAGNON
CRD#: 4760981
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 6500 Emerald Parkway
Offices: 106, 107, 108, 109, 112, 117
DUBLIN, OH 43016
Registration History
200420062008201020122014201620182020202220242026IAADVICE AND PLANNING SERVICES (CRD# 20472)2018 - Present (6 years)BTIAA-CREF INDIVIDUAL & INSTITU... (CRD# 20472)2006 - Present (18 years)IAJPMORGAN ASSET MANAGEMENT (CRD# 107247)2004 - 2005 (1 year)
License(s)

State Registrations

B
Connecticut 11/15/2018
B
Michigan 3/2/2007
B
Florida 9/24/2010
B
North Carolina 4/28/2021
B
Illinois 4/8/2022
B
Ohio 6/28/2007
B
Indiana 3/2/2007
IA
Ohio 9/7/2018
B
Kentucky 3/2/2007
B
Pennsylvania 3/2/2007
B
Maine 1/11/2021
B
West Virginia 5/22/2007

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
6500 Emerald Parkway Offices: 106, 107, 108, 109, 112, 117, DUBLIN, OH 43016
Columbus, OH
Registered with this firm since 9/7/2018
B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
6500 Emerald Parkway Offices: 106, 107, 108, 109, 112, 117, DUBLIN, OH 43016
Columbus, OH
Registered with this firm since 12/21/2006
Previous Registration(s)
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IA
 02/12/2004 - 12/31/2005 JPMORGAN ASSET MANAGEMENT (CRD#:107247) COLUMBUS, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.