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JAMES RYAN VENDER
CRD#: 4760966
IA
B
MORGAN STANLEYCRD#: 149777 233 South Wacker Drive
Suite 8600
Chicago, IL 60606
Suite 8600
Chicago, IL 60606
0
Disclosures
14
Years of Experience
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State Registrations
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Alabama 4/18/2016
B
Missouri 12/2/2022
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Arizona 9/16/2015
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Montana 4/18/2016
B
Arkansas 4/18/2016
B
Nebraska 6/28/2019
B
California 12/18/2012
B
Nevada 4/18/2016
B
Colorado 11/28/2017
B
New Hampshire 4/18/2016
B
Connecticut 10/31/2012
B
New Jersey 3/1/2016
B
District of Columbia 7/17/2013
B
New Mexico 6/9/2020
B
Florida 11/20/2012
B
New York 11/2/2012
B
Georgia 4/18/2016
B
North Carolina 4/4/2014
B
Hawaii 10/29/2019
B
Ohio 4/19/2016
B
Illinois 8/13/2012
B
Oregon 4/18/2016
IA
Illinois 8/13/2012
B
Pennsylvania 3/21/2013
B
Indiana 6/6/2013
B
South Carolina 10/25/2018
B
Iowa 6/10/2013
B
Texas 8/4/2015
B
Kentucky 4/18/2016
IA
Texas 3/26/2020
B
Louisiana 4/18/2016
B
Virgin Islands 10/9/2019
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Maryland 4/18/2016
B
Virginia 4/18/2016
B
Massachusetts 8/13/2013
B
Washington 9/26/2019
B
Michigan 4/18/2016
B
Wisconsin 9/25/2014
B
Minnesota 4/18/2016
B
Wyoming 12/17/2021
SRO Registrations
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B
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B
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IA
Registered with this firm since 8/13/2012
B
Registered with this firm since 8/10/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/28/2004 - 03/29/2006 | NEW YORK, NY | |
B | 05/10/2004 - 03/29/2006 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.