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Detailed Report
SEAN KEVIN O'HARA
CRD#: 4760598
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3041 NE PINE ISLAND RD
CAPE CORAL, FL 33909
Registration History
2004200620082010201220142016201820202022202420263 FIRMS2004 - 2005 (1 year)2 FIRMS2006 - Present (19 years)
License(s)

State Registrations

B
Arizona 12/22/2021
B
Minnesota 12/22/2021
B
California 12/22/2021
B
New Hampshire 11/2/2022
B
Connecticut 8/25/2022
B
New Jersey 10/17/2023
B
Florida 1/5/2006
B
New Mexico 12/22/2021
IA
Florida 1/17/2006
B
New York 12/22/2021
B
Georgia 1/5/2006
B
North Carolina 8/24/2022
B
Illinois 12/22/2021
B
Pennsylvania 12/22/2021
B
Indiana 2/25/2022
B
South Carolina 12/22/2021
B
Kentucky 9/27/2022
B
Texas 12/22/2021
B
Maryland 7/1/2024
B
Virginia 12/9/2021
B
Massachusetts 10/14/2022
B
West Virginia 3/28/2025
B
Michigan 8/25/2022
B
Wisconsin 3/8/2018

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3041 NE PINE ISLAND RD, CAPE CORAL, FL 33909
2504 SANTA BARBARA BLVD, CAPE CORAL, FL 33914
Registered with this firm since 1/17/2006
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3041 NE PINE ISLAND RD, CAPE CORAL, FL 33909
2504 SANTA BARBARA BLVD, CAPE CORAL, FL 33914
Registered with this firm since 1/5/2006
Previous Registration(s)
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IA
 05/28/2004 - 07/08/2005 AMERICAN EXPRESS FINANCIAL ADVISORS, INC. (CRD#:6363) FORT MYERS, FL
B
 05/20/2004 - 07/08/2005 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 05/20/2004 - 07/08/2005 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.