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KEVIN LEWIS
KEVIN C LEWIS, KEVIN CHARLES LEWIS
CRD#: 4760531
IA
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WELLS FARGO ADVISORSCRD#: 19616 20800 SWENSON DR STE 200
CROSSROADS CORPORATE CENTER
WAUKESHA, WI 53186
CROSSROADS CORPORATE CENTER
WAUKESHA, WI 53186
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Disclosures
19
Years of Experience
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State Registrations
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Arizona 2/25/2025
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Montana 2/25/2025
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Arkansas 9/2/2022
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Nevada 2/25/2025
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California 10/20/2023
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New York 2/25/2025
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Colorado 10/18/2023
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North Carolina 2/25/2025
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Connecticut 2/25/2025
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North Dakota 2/25/2025
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Florida 1/23/2025
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Oregon 2/25/2025
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Georgia 2/25/2025
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Tennessee 2/25/2025
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Illinois 2/25/2025
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Texas 2/25/2025
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Iowa 2/25/2025
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Texas 2/26/2025
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Kansas 2/25/2025
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Utah 9/2/2022
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Louisiana 2/25/2025
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Vermont 2/25/2025
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Maryland 2/25/2025
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Virginia 2/25/2025
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Massachusetts 9/2/2022
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Washington 2/25/2025
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Michigan 2/25/2025
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Wisconsin 2/6/2019
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Minnesota 2/25/2025
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Wisconsin 3/22/2019
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Mississippi 2/25/2025
SRO Registrations
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Registered with this firm since 3/22/2019
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Registered with this firm since 2/6/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/22/2015 - 01/09/2019 | MENOMONEE FALLS, WI | |
B | 04/28/2014 - 11/20/2014 | MENOMONEE FALLS, WI | |
B | 10/23/2006 - 11/07/2013 | WEST ALLIS, WI | |
B | 02/21/2006 - 05/19/2006 | CHARLOTTE, NC | |
B | 06/23/2004 - 07/11/2005 | NEW YORK, NY | |
B | 02/27/2004 - 06/17/2004 | DES MOINES, IA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.