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JASON CHRISTOPHER PIEDMONTE
CRD#: 4760480
IA
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J.P. MORGAN SECURITIES LLCCRD#: 79 250 EAST FRONT STREET
TRAVERSE CITY, MI 49684
TRAVERSE CITY, MI 49684
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Disclosures
20
Years of Experience
View By:
State Registrations
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Alabama 3/1/2021
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Minnesota 1/26/2016
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Arizona 10/7/2013
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Nevada 1/4/2017
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California 4/30/2013
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New Jersey 11/24/2021
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Colorado 7/24/2015
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New Mexico 1/2/2020
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Delaware 1/24/2024
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New York 3/25/2013
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District of Columbia 6/25/2019
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North Carolina 10/22/2012
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Florida 10/1/2012
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Ohio 4/12/2016
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Georgia 4/1/2014
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Oregon 1/9/2017
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Illinois 10/1/2012
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Pennsylvania 2/26/2013
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Indiana 10/1/2012
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South Carolina 7/11/2017
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Kansas 6/24/2019
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Tennessee 8/9/2013
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Kentucky 4/8/2016
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Texas 1/2/2015
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Maine 10/1/2012
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Texas 1/10/2015
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Maryland 4/1/2014
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Virginia 10/1/2012
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Michigan 10/1/2012
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Washington 12/6/2016
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Michigan 10/1/2012
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Wisconsin 6/10/2016
SRO Registrations
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Registered with this firm since 10/1/2012
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Registered with this firm since 10/1/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/24/2009 - 10/01/2012 | TRAVERSE CITY, MI | |
B | 07/27/2009 - 10/01/2012 | TRAVERSE CITY, MI | |
IA | 10/01/2008 - 04/28/2009 | TRAVERSE CITY, MI | |
B | 10/01/2008 - 04/28/2009 | TRAVERSE CITY, MI | |
IA | 03/20/2008 - 10/01/2008 | TRAVERSE CITY, MI | |
B | 03/12/2008 - 10/01/2008 | TRAVERSE CITY, MI | |
B | 03/23/2004 - 03/06/2008 | TRAVERSE CITY, MI |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.