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Detailed Report
Kelly D Parker
KELLY DAWN MATERO, KELLY DAWN MATERO-PARKER, KELLY DAWN PARKER
CRD#: 4760070
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 7900 E State Rte 69
PRESCOTT VALLEY, AZ 86314
Registration History
200620082010201220142016201820202022202420262 FIRMS2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2007 - 2012 (4 years)BMORGAN STANLEY DW INC. (CRD# 7556)2005 - 2005 (<1 year)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2012 - 2012 (<1 year)
License(s)

State Registrations

B
Arizona 10/1/2012
B
New Mexico 12/10/2019
IA
Arizona 10/1/2012
B
North Dakota 11/8/2018
B
California 11/29/2012
B
Oregon 8/11/2015
B
Florida 12/22/2016
B
Tennessee 9/4/2018
B
Hawaii 10/3/2017
B
Texas 1/18/2022
B
Iowa 8/11/2014
IA
Texas 1/21/2022
B
Mississippi 10/27/2021
B
Washington 12/26/2014
B
Missouri 8/8/2014
B
Wisconsin 8/14/2014
B
Nevada 1/26/2015
B
Wyoming 10/28/2019

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
7900 E State Rte 69, PRESCOTT VALLEY, AZ 86314
Registered with this firm since 10/1/2012
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
7900 E State Rte 69, PRESCOTT VALLEY, AZ 86314
Registered with this firm since 10/1/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/04/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) PRESCOTT, AZ
B
 12/03/2007 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) PRESCOTT, AZ
B
 05/11/2005 - 10/07/2005 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.