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Kelly D Parker
KELLY DAWN MATERO, KELLY DAWN MATERO-PARKER, KELLY DAWN PARKER
CRD#: 4760070
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 7900 E State Rte 69
PRESCOTT VALLEY, AZ 86314
Registration History
200620082010201220142016201820202022202420262 FIRMS2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2007 - 2012 (4 years)BMORGAN STANLEY DW INC. (CRD# 7556)2005 - 2005 (<1 year)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2012 - 2012 (<1 year)
License(s)

State Registrations

B
Arizona 10/1/2012

B
New Mexico 12/10/2019

IA
Arizona 10/1/2012

B
North Dakota 11/8/2018

B
California 11/29/2012

B
Oregon 8/11/2015

B
Florida 12/22/2016

B
Tennessee 9/4/2018

B
Hawaii 10/3/2017

B
Texas 1/18/2022

B
Iowa 8/11/2014

IA
Texas 1/21/2022

B
Mississippi 10/27/2021

B
Washington 12/26/2014

B
Missouri 8/8/2014

B
Wisconsin 8/14/2014

B
Nevada 1/26/2015

B
Wyoming 10/28/2019

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
7900 E State Rte 69, PRESCOTT VALLEY, AZ 86314
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
7900 E State Rte 69, PRESCOTT VALLEY, AZ 86314
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/04/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) PRESCOTT, AZ
B
12/03/2007 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) PRESCOTT, AZ
B
05/11/2005 - 10/07/2005 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.