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Detailed Report
Ronald Wilde Paule
R. WILDE PAULE
CRD#: 4759939
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 100 NORTHPOINTE CIRCLE STE 301
SEVEN FIELDS, PA 16046
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2024 (14 years)2 FIRMS2024 - Present (<1 year)BPRUCO SECURITIES, LLC. (CRD# 5685)2004 - 2007 (2 years)
License(s)

State Registrations

B
Alabama 8/16/2024
B
Pennsylvania 8/15/2024
B
Colorado 8/15/2024
IA
Pennsylvania 8/15/2024
B
Florida 8/15/2024
B
South Carolina 8/15/2024
B
Indiana 8/15/2024
B
Texas 8/15/2024
B
Kansas 8/15/2024
IA
Texas 8/15/2024
B
Maryland 8/15/2024
B
Virginia 8/15/2024
B
New York 8/15/2024
B
West Virginia 8/15/2024
B
North Carolina 8/15/2024
B
Wisconsin 8/15/2024
B
Ohio 8/15/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
100 NORTHPOINTE CIRCLE STE 301, SEVEN FIELDS, PA 16046
Registered with this firm since 8/15/2024
B
LPL FINANCIAL LLC (CRD#:6413)
100 NORTHPOINTE CIRCLE STE 301, SEVEN FIELDS, PA 16046
Registered with this firm since 8/15/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/12/2009 - 08/16/2024 EDWARD JONES (CRD#:250) EVANS CITY, PA
B
 10/12/2009 - 08/16/2024 EDWARD JONES (CRD#:250) EVANS CITY, PA
IA
 07/16/2007 - 10/09/2009 WADDELL & REED, INC. (CRD#:866) PITTSBURGH, PA
B
 03/27/2007 - 10/09/2009 WADDELL & REED, INC. (CRD#:866) PITTSBURGH, PA
B
 09/22/2004 - 03/06/2007 PRUCO SECURITIES, LLC. (CRD#:5685) PITTSBURGH, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.