Individual Firm
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EMILY SHARON SPYCH
CRD#: 4759765
IA
B
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 307 FELLOWSHIP ROAD
SUITE 205
MOUNT LAUREL, NJ 08054
SUITE 205
MOUNT LAUREL, NJ 08054
0
Disclosures
20
Years of Experience
View By:
State Registrations
B
Delaware 3/12/2018
B
New Hampshire 2/23/2018
IA
Delaware 3/13/2018
IA
New Hampshire 2/26/2018
B
Florida 9/19/2016
B
New Jersey 5/14/2007
IA
Florida 9/23/2016
IA
New Jersey 1/29/2010
B
Georgia 12/12/2022
B
Pennsylvania 5/15/2006
IA
Georgia 12/14/2022
IA
Pennsylvania 5/15/2006
B
Maryland 5/12/2011
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 5/15/2006
B
Registered with this firm since 5/15/2006
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/29/2006 - 04/25/2006 | NEWTON SQUARE, PA | |
B | 10/11/2005 - 04/25/2006 | NEWTON SQUARE, PA | |
IA | 05/12/2004 - 02/07/2005 | NEWTOWN SQUARE, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.