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Spencer Schreiber Miller
Spencer S. Miller
CRD#: 4759628
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Investment Adviser
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Previous Broker
SECURE INVESTMENT MANAGEMENT, LLCCRD#: 141195 Van Nuys, CA
Registration History
20082010201220142016201820202022202420262 FIRMS2009 - 2010 (<1 year)2 FIRMS2010 - 2010 (<1 year)2 FIRMS2013 - 2022 (9 years)2 FIRMS2022 - 2023 (<1 year)IASECURE INVESTMENT MANAGEMENT, LLC (CRD# 141195)2024 - Present (<1 year)BNEW ENGLAND SECURITIES (CRD# 615)2010 - 2013 (2 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2007 - 2008 (1 year)IADAVINCI WEALTH MANAGEMENT, INC. (CRD# 327780)2024 - 2024 (<1 year)IAFINANCIAL & TAX ARCHITECTS, LLC (CRD# 119169)2023 - 2024 (<1 year)IACOORDINATED WEALTH MANAGEMENT, LLC (CRD# 171643)2015 - 2015 (<1 year)IANEW ENGLAND SECURITIES CORPORATION (CRD# 615)2011 - 2013 (1 year)
License(s)

State Registrations

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California 11/21/2024

Current Registration(s)
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SECURE INVESTMENT MANAGEMENT, LLC (CRD#:141195)
Van Nuys, CA
Registered with this firm since 11/21/2024

Previous Registration(s)
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01/03/2024 - 10/30/2024 DAVINCI WEALTH MANAGEMENT, INC. (CRD#:327780) VALENCIA, CA
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07/31/2023 - 04/10/2024 FINANCIAL & TAX ARCHITECTS, LLC (CRD#:119169) SANTA CLARITA, CA
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09/08/2022 - 07/05/2023 ALLSTATE FINANCIAL ADVISORS, LLC (CRD#:109524) Los Angeles, CA
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09/08/2022 - 07/05/2023 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) LOS ANGELES, CA
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02/04/2013 - 07/25/2022 WESTERN INTERNATIONAL SECURITIES (CRD#:39262) Pasadena, CA
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01/31/2013 - 07/25/2022 WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262) Pasadena, CA
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05/28/2015 - 11/25/2015 COORDINATED WEALTH MANAGEMENT, LLC (CRD#:171643) GLENDALE, CA
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03/23/2011 - 02/04/2013 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) PASADENA, CA
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12/22/2010 - 02/04/2013 NEW ENGLAND SECURITIES (CRD#:615) PASADENA, CA
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06/02/2010 - 12/17/2010 NMS CAPITAL ASSET MANAGEMENT, INC. (CRD#:149678) BEVERLY HILLS, CA
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01/20/2010 - 06/14/2010 PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747) BEVERLY HILLS, CA
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09/04/2009 - 01/06/2010 NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) (CRD#:29604) CALABASAS, CA
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07/27/2009 - 01/06/2010 NATIONAL PLANNING CORPORATION (CRD#:29604) CALABASAS, CA
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08/06/2007 - 11/05/2008 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) LOS ANGELES, CA
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.