Individual Firm
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ALEXANDER JAMES CROSS
ALEX CROSS, ALEXANDER CROSS CROSS
CRD#: 4759369
IA
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MUTUAL ADVISORS, LLCCRD#: 167658 147 Second Avenue S
Suite 403
St. Petersburg, FL 33701
Suite 403
St. Petersburg, FL 33701
0
Disclosures
20
Years of Experience
View By:
State Registrations
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Florida 1/8/2018
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Registered with this firm since 1/8/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/05/2013 - 12/31/2019 | ST. PETERSBURG, FL | |
IA | 03/14/2012 - 01/10/2018 | TAMPA, FL | |
B | 03/13/2012 - 05/15/2013 | ST. PETERSBURG, FL | |
IA | 08/11/2005 - 02/24/2012 | SAINT PETERSBURG, FL | |
B | 05/26/2005 - 02/24/2012 | SAINT PETERSBURG, FL | |
B | 03/25/2004 - 04/26/2005 | ATLANTA, GA |
SAINT PETERSBURG, FL
08/11/2005 - 02/24/2012
SAINT PETERSBURG, FL
05/26/2005 - 02/24/2012
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.