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NORMAN KIT CHU
CRD#: 4758752
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 5151 SAN FELIPE ST
STE 2100
HOUSTON, TX 77056-3727
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - Present (20 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2004 - 2006 (2 years)
Disclosure(s)
View By:
7/5/2017
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 1/12/2021

B
Nevada 11/1/2017

B
Arkansas 2/1/2024

B
New Mexico 3/27/2020

B
California 2/13/2020

B
New York 10/19/2020

B
Colorado 4/9/2024

B
Ohio 7/17/2018

B
Connecticut 9/5/2017

B
Oregon 12/15/2023

B
Florida 2/10/2021

B
South Carolina 12/15/2023

B
Illinois 9/3/2010

B
Texas 5/17/2004

B
Indiana 10/19/2020

IA
Texas 5/17/2004

B
Louisiana 3/2/2011

B
Utah 5/15/2015

B
Maine 9/26/2023

B
Virginia 11/14/2018

B
Michigan 9/16/2019

B
Washington 9/27/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
5151 SAN FELIPE ST STE 2100, HOUSTON, TX 77056-3727
richmond, TX
Registered with this firm since 5/17/2004

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
5151 SAN FELIPE ST STE 2100, HOUSTON, TX 77056-3727
richmond, TX
Registered with this firm since 4/15/2004

Previous Registration(s)
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B
04/15/2004 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.